Kevin A. Painter

LECONTE WEALTH MANAGEMENT

MARYVILLE, TN 37804

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CRD#: 4332055

Professional summary

Kevin A. Painter is a registered financial advisor currently at LECONTE WEALTH MANAGEMENT, LLC located in Maryville, Tennessee.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Kevin has worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FIXED INSURANCE; AS AN AGENT UNDER THE DBA NAME LECONTE WEALTH MANAGEMENT, LLC; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED. 2. LECONTE WEALTH MANAGEMENT, LLC; PRESIDENT AND MANAGING MEMBER; ENTITY CREATED FOR SECURITIES BUSINESS; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED. 3. CO-OWNER OF OFFICE REAL ESTATE PROPERTY; LEASES OFFICE SPACE TO LECONTE WEALTH MANAGEMENT, LLC.; INVESTMENT REALTED. 4. POWER OF ATTORNEY; FOR A FAMILY MEMBER; NON-INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin A. Painter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2013 - Present

LECONTE WEALTH MANAGEMENT, LLC

Office #1: 333 East Broadway Ave 4th Floor, Maryville, TN 37804

RIA

CRD#: 168539

MARYVILLE, TN

Past

March 22, 2007 - September 11, 2013

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

MARYVILLE, TN

Past

March 22, 2007 - September 11, 2013

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

MARYVILLE, TN

Past

November 19, 2001 - March 27, 2007

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

KNOXVILLE, TN

Past

January 19, 2001 - March 27, 2007

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

KNOXVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LECONTE WEALTH MANAGEMENT, LLC

CRD#: 168539 / SEC#: 801-78438

RIA

Registered Investment Advisory firm - (8/12/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(8/12/2013)

IAR

Texas
(10/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/27/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/26/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/18/2001

General Securities Representative Examination

Current Firm

LECONTE WEALTH MANAGEMENT, LLC

CRD#: 168539 / SEC#: 801-78438

RIA

Registered Investment Advisory firm - (8/12/2013 Approved)

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Contact information

Main Address

333 East Broadway Ave 4th Floor, Maryville, TN 37804

Mailing Address

Phone number

(865) 379-8200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LECONTE WEALTH MANAGEMENT, LLC ADV BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	301
AUM (Assets Under Management)	$ 309,791,400

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin A. Painter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin A. Painter's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

LECONTE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/27/2001

Series 63

Date: 1/26/2001

Series 7

Date: 1/18/2001

Current Firm

LECONTE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LECONTE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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