Ryan T. Murphy
Professional summary
Ryan Thomas Murphy was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ryan is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Ryan had worked at 3 firms, which includes TRUIST ADVISORY SERVICES INC., TRUIST INVESTMENT SERVICES INC., CITIGROUP GLOBAL MARKETS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2016 - May 3, 2024
TRUIST ADVISORY SERVICES, INC.
February 22, 2006 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
February 13, 2006 - May 3, 2024
TRUIST INVESTMENT SERVICES, INC.
March 19, 2003 - March 9, 2006
CITIGROUP GLOBAL MARKETS INC.
January 30, 2001 - March 9, 2006
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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