Kelly A. Mcdonnell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kelly Ann Mcdonnell, who also goes by Kelly A Mcdonnell, was a registered financial professional .
Kelly is a previously registered financial professional and started their career in finance in 2003. Kelly had worked at 14 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2023 - March 9, 2025
BROOKWOOD INVESTMENT GROUP
November 3, 2023 - March 9, 2025
REDWOOD PRIVATE WEALTH
July 26, 2022 - October 12, 2023
IGNITE FINANCIAL LLC
August 14, 2018 - July 1, 2022
APW CAPITAL, INC.
August 6, 2018 - October 19, 2022
AURORA PRIVATE WEALTH, INC.
July 5, 2012 - July 11, 2017
APW CAPITAL, INC.
July 2, 2012 - July 7, 2017
RETIREMENT PLANNING SPECIALISTS
February 9, 2012 - July 2, 2012
SECURITIES AMERICA, INC.
January 24, 2012 - July 2, 2012
SECURITIES AMERICA ADVISORS, INC.
September 8, 2010 - September 30, 2011
LAMBERT ADVISORS
August 5, 2010 - September 30, 2011
PURSHE KAPLAN STERLING INVESTMENTS
March 10, 2009 - December 31, 2009
PERSONAL FINANCIAL PROFILES INC
August 25, 2008 - October 27, 2009
TRIAD ADVISORS LLC
August 21, 2008 - December 31, 2008
PERSONAL FINANCIAL PROFILES INC
November 15, 2005 - August 13, 2008
CAMBRIDGE INVESTMENT RESEARCH, INC.
September 12, 2003 - May 25, 2005
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Primary Firm SEC Registration
BROOKWOOD INVESTMENT GROUP
CRD#: 316544 / SEC#: 801-122508
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKWOOD INVESTMENT GROUP
CRD#: 316544 / SEC#: 801-122508
Contact information
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,200 |
| AUM (Assets Under Management) | $ 1,064,198,265 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
