Essex K. Campbell

ICON IMPERIAL

Missouri City, TX

CRD#: 4331800

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Professional summary

Essex Keith Campbell, who also goes by Essex K Campbell, is a registered financial advisor currently at ICON IMPERIAL located in Missouri City, Texas.

Essex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Essex has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Essex K Campbell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Essex Keith Campbell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 1, 2008 - Present

ICON IMPERIAL

RIA

CRD#: 144297

Missouri City, TX

Past

June 13, 2005 - August 29, 2005

PREMIER GROUP, INC.

CRD#: 47346

SAN ANTONIO, TX

Past

December 1, 2004 - January 21, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

AUSTIN, TX

Past

November 23, 2004 - January 21, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 23, 2004 - January 21, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/1/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/30/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/22/2004

General Securities Representative Examination

Current Firm

ICON IMPERIAL

CAMERON COLOGNE FINANCIAL MEDIA AEROSPACE CONGLOMECATE, LLC | ICON IMPERIAL, LLC | ICON IMPERIAL | CAMERON COLOGNE FINANCIAL MEDIA AEROSPACE CONGLOMERATE, LLC

CRD#: 144297 / SEC#:

Texas

Registered Investment Advisory firm - (1/1/2008 Approved)

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Contact information

Main Address

Missouri City, TX

Mailing Address

Phone number

(281) 543-7522

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Essex K. Campbell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Essex Keith Campbell's CRS (Customer Relationship Summary).

Certified licenses

Experience

ICON IMPERIAL

PREMIER GROUP, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/30/2004

Series 7

Date: 11/22/2004

Current Firm

ICON IMPERIAL

Contact information

Documents

Red Flags

Company Information

ICON IMPERIAL

TRUST BUT VERIFY

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