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Steven E. Turkowski

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CRD#: 4331711
ST

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Steven Edward Turkowski was a registered financial professional .

Steven is a previously registered financial professional and started their career in finance in 2001. Steven had worked at 7 firms and has passed the Series 99TO, SIE and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 5, 2017 - March 30, 2024

PACIFIC GATE ADVISORS, LLC

BD
CRD#: 16589
BRENTWOOD, TN
Past

November 27, 2012 - May 1, 2018

MIDDLE MARKET TRANSACTIONS, INC.

BD
CRD#: 133062
ST. LOUIS, MO
Past

June 19, 2009 - July 28, 2009

VORTEX TRADING, LLC

BD
CRD#: 149790
CHICAGO, IL
Past

December 11, 2002 - March 9, 2004

NEPTUNE LLC

BD
CRD#: 104389
CHICAGO, IL
Past

November 20, 2002 - September 30, 2005

CORNERSTONE TRADING, LLC

BD
CRD#: 34276
CHICAGO, IL
Past

September 28, 2001 - January 3, 2017

M. RAMSEY KING SECURITIES, INC.

BD
CRD#: 29318
BURR RIDGE, IL
Past

May 14, 2001 - October 1, 2004

VORTEX TRADING, LLC

BD
CRD#: 104207
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 27
Date: 8/25/2000
Financial and Operations Principal Examination

Current Firm

PG
PACIFIC GATE ADVISORS, LLC
AGAVE PARTNERS ADVISORS, INC. | PACIFIC GATE ADVISORS, LLC | ORMSE CO.INC. | BROKER/DEALER, INC.

CRD#: 16589 / SEC#: , 8-34213

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
1086 Hamer Court, Brentwood, TN 37027
Mailing Address
9005 Overlook Blvd, Brentwood, TN 37027
Phone number
(331) 330-0077
Established
Delaware since 07/03/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PACIFIC GATE PARTNERS, LLCOWNER
MARASSA, ROBERT JAMES JRPRESIDENT, CCO2649843
REYNOLDS, MATTHEW MARKFINOP4077413

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PACIFIC GATE ADVISORS, LLC

CRD#: 16589

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