Christopher W. Eddy

603 FINANCIAL ADVISORS

Newfields, NH

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CRD#: 4331638

Professional summary

Christopher White Eddy, CFP®, who also goes by Chris Eddy, is a registered financial advisor currently at 603 FINANCIAL ADVISORS, LLC located in Newfields, New Hampshire and FORTUNE FINANCIAL SERVICES, INC. located in New Fields, New Hampshire.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Christopher has worked at 9 firms and has passed the Series 63, Series 65, Series 82TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Eddy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE SALES POSITION: Financial Professional NATURE: Fixed annuity and insurance sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 05/19/2021 ADDRESS: 17 Runaway Road, Newfields NH 03856 DESCRIPTION: Insurance sales

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher White Eddy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

March 16, 2023 - Present

603 FINANCIAL ADVISORS, LLC

RIA

CRD#: 324422

Newfields, NH

Current

July 3, 2023 - Present

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

New Fields, NH

Past

May 21, 2021 - August 7, 2023

THE PATRIOT FINANCIAL GROUP, LLC

RIA

CRD#: 172470

Newfields, NH

Past

May 20, 2021 - December 16, 2022

SECURITIES AMERICA, INC.

CRD#: 10205

NEWFIELDS, NH

Past

August 23, 2012 - September 4, 2012

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

August 23, 2012 - May 24, 2021

OSAIC INSTITUTIONS, INC.

CRD#: 35371

HANOVER, NH

Past

August 15, 2012 - May 24, 2021

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

HANOVER, NH

Past

January 1, 2005 - April 15, 2008

BANCNORTH INVESTMENT GROUP, INC.

CRD#: 31299

ANDOVER, MA

Past

June 30, 2003 - April 15, 2008

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

ANDOVER, MA

Past

July 12, 2002 - January 1, 2005

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

January 17, 2001 - July 8, 2002

LIBERTY LIFE DISTRIBUTORS LLC

CRD#: 46074

DOVER, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(3/4/2024)

Massachusetts
(7/3/2023)

IAR

Massachusetts
(11/7/2023)

IAR

New Hampshire
(3/16/2023)

New Hampshire
(7/3/2023)

North Carolina
(7/3/2023)

IAR

North Carolina
(4/15/2024)

IAR

Vermont
(4/27/2023)

Vermont
(7/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/30/2012

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/17/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 82TO

Date: 7/3/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/22/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/16/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/18/2012

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

603 FINANCIAL ADVISORS, LLC

CRD#: 324422 / SEC#:

Florida

Registered Investment Advisory firm - (3/4/2024 Approved)

Massachusetts

Registered Investment Advisory firm - (11/7/2023 Approved)

New Hampshire

Registered Investment Advisory firm - (3/16/2023 Approved)

North Carolina

Registered Investment Advisory firm - (4/15/2024 Approved)

Vermont

Registered Investment Advisory firm - (4/27/2023 Approved)

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Contact information

Main Address

Newfields, NH

Mailing Address

P.o. Box 138, Newfields, NH 03856

Phone number

(603) 956-4977

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	328
AUM (Assets Under Management)	$ 78,076,927

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christopher W. Eddy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher White Eddy's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

THE PATRIOT FINANCIAL GROUP, LLC

SECURITIES AMERICA, INC.

LPL FINANCIAL LLC

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

BANCNORTH INVESTMENT GROUP, INC.

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

LIBERTY LIFE DISTRIBUTORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/30/2012

Series 65

Date: 6/17/2003

Series 82TO

Date: 7/3/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/22/2012

Series 6

Date: 1/16/2001

Series 24

Date: 10/18/2012

FINRA

Current Firm

603 FINANCIAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

603 FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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