Jeffrey C. Roberts

NORTH FORTY INVESTMENT ADVISORS LLC

Glen Ellyn, IL

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CRD#: 4331461

Professional summary

Jeffrey Charles Roberts is a registered financial advisor currently at NORTH FORTY INVESTMENT ADVISORS LLC located in Glen Ellyn, Illinois.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jeffrey has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Charles Roberts's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2020 - Present

NORTH FORTY INVESTMENT ADVISORS LLC

RIA

CRD#: 306107

Glen Ellyn, IL

Past

October 1, 2008 - May 15, 2012

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Chicago, IL

Past

October 1, 2008 - June 19, 2019

J.P. MORGAN SECURITIES LLC

CRD#: 79

Chicago, IL

Past

September 27, 2006 - October 1, 2008

J.P. MORGAN SECURITIES INC.

RIA

CRD#: 18718

CHICAGO, IL

Past

July 1, 2006 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

CHICAGO, IL

Past

December 27, 2001 - September 27, 2006

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

CHICAGO, IL

Past

February 15, 2001 - July 1, 2006

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/23/2022)

IAR

Illinois
(1/2/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/27/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/14/2001

General Securities Representative Examination

Current Firm

NORTH FORTY INVESTMENT ADVISORS LLC

CRD#: 306107 / SEC#:

Florida

Registered Investment Advisory firm - (6/23/2022 Approved)

Illinois

Registered Investment Advisory firm - (1/2/2020 Approved)

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Contact information

Main Address

Glen Ellyn, IL

Mailing Address

Phone number

(630) 269-4267

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	59
AUM (Assets Under Management)	$ 21,583,153

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey C. Roberts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Charles Roberts's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTH FORTY INVESTMENT ADVISORS LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES INC.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 9/27/1999

SIE

Date: 10/1/2018

Series 7

Date: 2/14/2001

Current Firm

NORTH FORTY INVESTMENT ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NORTH FORTY INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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