Elmer B. Salvador
Professional summary
Elmer Barba Salvador is a registered financial advisor currently at COMPAK ASSET MANAGEMENT located in Newport Beach, California and COMPAK SECURITIES, INC. located in Newport Beach, California.
Elmer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Elmer has worked at 3 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Elmer Barba Salvador's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 17, 2004 - Present
COMPAK ASSET MANAGEMENT
Office #1: 1801 Dove Street, Newport Beach, CA 92660Office #2: 1801 Dove Street, Newport Beach, CA 92660December 10, 2004 - Present
COMPAK SECURITIES, INC.
Office #1: 1801 Dove Street, Newport Beach, CA 92660Office #2: 8865 E. Bell Road, Suite 201, Scottsdale, AZ 85251May 8, 2001 - January 2, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 28, 2001 - January 2, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
COMPAK ASSET MANAGEMENT
CRD#: 109930 / SEC#: 801-58081
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/24/2006)
(4/10/2007)
(11/17/2004)
(12/10/2004)
(4/10/2007)
(6/6/2014)
(4/10/2007)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
COMPAK ASSET MANAGEMENT
CRD#: 109930 / SEC#: 801-58081
Contact information
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,264 |
| AUM (Assets Under Management) | $ 1,258,603,087 |
Red Flags
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