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JR

James G. Russell

STRATEGIC INVESTMENT PLANNING LLC
West Hartford, CT 06119
Some features on this profile are disabled
CRD#: 4331226
JR

Professional summary

James Gerard Russell, who also goes by James Gerald Russell, is a registered financial advisor currently at STRATEGIC INVESTMENT PLANNING LLC located in West Hartford, Connecticut.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. James has worked at 3 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

James Gerald Russell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RUSSELL & COMPANY CPA PC WEST HARTFORD CT CPA FIRM 50 HRS WKLY SHAREHOLDER/CPA & MANAGEMENT DUTIES SERVES AS TRUSTEE OF CLIENT TRUST

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CRS (Client Relationship Summary) - RIA

Click below to view James Gerard Russell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 18, 2016 - Present

STRATEGIC INVESTMENT PLANNING LLC

Office #1: 836 Farmington Avenue Suite 210, West Hartford, CT 06119
RIA
CRD#: 282825
West Hartford, CT
Past

June 12, 2013 - January 8, 2015

MARCUM WEALTH MANAGEMENT, LLC

RIA
CRD#: 145450
WEST HARTFORD, CT
Past

August 7, 2002 - April 27, 2006

OSAIC FS, INC.

RIA
CRD#: 3870
WEST HARTFORD, CT
Past

January 31, 2001 - April 27, 2006

OSAIC FS, INC.

BD
CRD#: 3870
WEST HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(5/18/2016)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/9/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/30/2001
General Securities Representative Examination

Current Firm

SI
STRATEGIC INVESTMENT PLANNING LLC
STRATEGIC INVESTMENT PLANNING LLC

CRD#: 282825 / SEC#:

Connecticut
Registered Investment Advisory firm - (5/18/2016 Approved)
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Contact information

Main Address
836 Farmington Avenue Suite 210, West Hartford, CT 06119
Mailing Address
Phone number
(860) 838-8160
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

STRATEGIC INVESTMENT PLANNING LLC

CRD#: 282825West Hartford, CT 06119

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