Winston J. Staehlin

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CRD#: 433121

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Winston Jerome Staehlin, who also goes by Winston J Staehlin, was a registered financial professional .

Winston is a previously registered financial professional and started their career in finance in 1969. Winston had worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Aliases

Winston J Staehlin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 16, 1985 - August 12, 1985

QUINN & CO., INC.

CRD#: 687

Past

August 16, 1982 - November 17, 1983

T. J. RANEY & SONS, INC.

CRD#: 3128

Past

July 7, 1969 - August 11, 1981

UNDERWOOD, NEUHAUS & CO., INCORPORATED

CRD#: 839

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

QUINN & CO., INC.

CRD#: 687 / SEC#: , 8-14364

Terminated by FINRA on 04/07/1987

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Contact information

Main Address

Mailing Address

Phone number

Established

New Mexico since 11/14/1968

Firm type

Corporation

Fiscal year end

# of Employees

Documents

Red Flags

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