WR
Wendell A. Rounds
WESBANCO SECURITIES
Newport, KY 41071
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CRD#: 4331065
WR
Wendell Anthony RoundsWESBANCO SECURITIES
Professional summary
Wendell Anthony Rounds is a registered financial advisor currently at WESBANCO SECURITIES, INC. located in Newport, Kentucky.
Wendell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Wendell has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Wendell Anthony Rounds's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Wendell Anthony Rounds's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 31, 2026 - Present
WESBANCO SECURITIES, INC.
Office #1: 103 Churchill Dr, Newport, KY 41071RIA
BD
CRD#: 43276
Newport, KY
Current
July 30, 2026 - Present
WESBANCO SECURITIES, INC.
Office #1: 103 Churchill Dr, Newport, KY 41071RIA
BD
CRD#: 43276
Newport, KY
Past
July 2, 2026 - July 16, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Edgewood, KY
Past
October 19, 2023 - July 17, 2026
THE HUNTINGTON INVESTMENT COMPANY
RIA
CRD#: 16986
EDGEWOOD, KY
Past
July 21, 2023 - July 17, 2026
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
EDGEWOOD, KY
Past
April 27, 2015 - August 4, 2022
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
FT. MITCHELL, KY
Past
March 5, 2012 - March 14, 2014
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
UNION, KY
Past
February 8, 2010 - February 9, 2011
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
ORLANDO, FL
Past
December 5, 2005 - August 13, 2008
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
JACKSONVILLE, FL
Past
March 21, 2005 - June 6, 2005
GUNNALLEN FINANCIAL, INC
BD
CRD#: 17609
TAMPA, FL
Past
August 16, 2004 - March 21, 2005
BROWNCO, LLC
BD
CRD#: 1326
BOSTON, MA
Past
June 10, 2003 - August 18, 2004
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Past
November 5, 2002 - April 30, 2003
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
November 5, 2002 - April 30, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
February 16, 2001 - October 10, 2002
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WS
WESBANCO SECURITIES, INC.
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
CRD#: 43276 / SEC#: 801-119845, 8-50220
RIA
Registered Investment Advisory firm - SEC (12/8/2020 Approved)Indiana
Registered Investment Advisory firm - SEC (1/8/2021 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/22/2020 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)West Virginia
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(7/30/2026)
IAR
Indiana(8/3/2026)
RR
Kentucky(8/3/2026)
IAR
Kentucky(8/3/2026)
RR
Ohio(7/30/2026)
IAR
Ohio(7/31/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WS
WESBANCO SECURITIES, INC.
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
CRD#: 43276 / SEC#: 801-119845, 8-50220
RIA
Registered Investment Advisory firm - SEC (12/8/2020 Approved)Indiana
Registered Investment Advisory firm - SEC (1/8/2021 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/22/2020 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)West Virginia
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
135 West Main St, St Clairsville, OH 43950
Mailing Address
1 Bank Plaza, Wheeling, WV 26003
Phone number
(304) 905-7215
Established
Ohio since 10/03/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
100
SEC notice filing (25 States and Territories)
FINRA licenses (28 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WESBANCO INC. | OWNER | |
| CONNER, JAMES LEROY | FINOP | 5339285 |
| GARDILL, JAMES C | COUNSEL | |
| JACKSON, JEFF | DIRECTOR | 7692472 |
| LOVE, SCOTT ALAN | DIRECTOR | 2854247 |
| LUZAR, JAY MICHAEL | DIRECTOR | |
| PERKINS, MICHAEL L | DIRECTOR | 7531438 |
| STAVSKY, LISA FINKELSTEIN | DIRECTOR - MANAGING DIRECTOR/PRESIDENT/CEO | 1749197 |
| WILSON, ROSE LYNN | CCO, MANAGING DIRECTOR OF COMPLIANCE & DIRECTOR | 4072715 |
| ZATTA, JAY | DIRECTOR | 7693273 |
Regulatory assets under management
| Total Number of Accounts | 850 |
| AUM (Assets Under Management) | $ 166,458,070 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WESBANCO SECURITIES, INC.
CRD#: 43276Newport, KY 41071TRUST BUT VERIFY
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