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Christopher A. Polinaire

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CRD#: 4330879
CP

Professional summary


Christopher Alexander Polinaire was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Christopher Alexander Polinaire, who also goes by Chris Polinaire, was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 2004. Christopher had worked at 16 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Chris Polinaire

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 2, 2021 - October 11, 2022

NETWORK 1 FINANCIAL SECURITIES INC.

BD
CRD#: 13577
Hauppauge, NY
Past

June 13, 2017 - November 18, 2020

ARIVE CAPITAL MARKETS

BD
CRD#: 8060
Ronkonkoma, NY
Past

November 17, 2016 - June 8, 2017

FIRST STANDARD FINANCIAL COMPANY LLC

BD
CRD#: 168340
Garden City, NY
Past

November 9, 2015 - July 14, 2016

FIRST STANDARD FINANCIAL COMPANY LLC

BD
CRD#: 168340
Garden City, NY
Past

March 31, 2015 - November 10, 2015

ROCKWELL GLOBAL CAPITAL LLC

BD
CRD#: 142485
MELVILLE, NY
Past

September 4, 2013 - September 18, 2014

SW FINANCIAL

BD
CRD#: 145012
FARMINGDALE, NY
Past

August 22, 2013 - October 1, 2013

IAA FINANCIAL LLC

BD
CRD#: 6578
MELVILLE, NY
Past

September 17, 2012 - August 21, 2013

DALTON STRATEGIC INVESTMENT SERVICES INC.

BD
CRD#: 23485
PORT JEFFERSON, NY
Past

May 2, 2012 - September 5, 2012

FIRST MIDWEST SECURITIES, INC.

BD
CRD#: 21786
HAUPPAUGE, NY
Past

August 23, 2010 - August 25, 2010

AVALON PARTNERS, INC.

BD
CRD#: 41357
HOLBROOK, NY
Past

August 23, 2010 - April 23, 2012

CAPE SECURITIES INC.

BD
CRD#: 7072
HOLBROOK, NY
Past

June 18, 2008 - August 24, 2010

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

BD
CRD#: 130390
HOLBROOK, NY
Past

February 27, 2008 - June 26, 2008

AMERICAN CAPITAL PARTNERS, LLC

BD
CRD#: 119249
MEDFORD, NY
Past

January 18, 2008 - February 22, 2008

AMERICA'S CHOICE EQUITIES LLC

BD
CRD#: 135272
HAUPPAUGE, NY
Past

February 6, 2007 - February 15, 2008

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
MEDFORD, NY
Past

December 2, 2004 - January 4, 2007

MILESTONE FINANCIAL SERVICES, INC.

BD
CRD#: 43295
BOHEMIA, NY
Past

September 22, 2004 - December 17, 2004

LH ROSS & COMPANY, INC.

BD
CRD#: 37920
BOCA RATON, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 11/24/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


N1
NETWORK 1 FINANCIAL SECURITIES INC.
ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES

CRD#: 13577 / SEC#: , 8-29471

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701
Mailing Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701
Phone number
(732) 758-9001
Established
Texas since 03/15/1983
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)SHAREHOLDER
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNTSHAREHOLDER
BRUNO, VINCENT MICHAELCHIEF COMPLIANCE OFFICER1845833
HUNT, WILLIAM RICHARD JRDIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE830575
TESTAVERDE, DAMON DOMENICVICE PRESIDENT444453

Disclosures


Regulatory Event21
Arbitration4

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NETWORK 1 FINANCIAL SECURITIES INC.

CRD#: 13577

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