Christopher A. Polinaire
Professional summary
Christopher Alexander Polinaire was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christopher Alexander Polinaire, who also goes by Chris Polinaire, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2004. Christopher had worked at 16 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2021 - October 11, 2022
NETWORK 1 FINANCIAL SECURITIES INC.
June 13, 2017 - November 18, 2020
ARIVE CAPITAL MARKETS
November 17, 2016 - June 8, 2017
FIRST STANDARD FINANCIAL COMPANY LLC
November 9, 2015 - July 14, 2016
FIRST STANDARD FINANCIAL COMPANY LLC
March 31, 2015 - November 10, 2015
ROCKWELL GLOBAL CAPITAL LLC
September 4, 2013 - September 18, 2014
SW FINANCIAL
August 22, 2013 - October 1, 2013
IAA FINANCIAL LLC
September 17, 2012 - August 21, 2013
DALTON STRATEGIC INVESTMENT SERVICES INC.
May 2, 2012 - September 5, 2012
FIRST MIDWEST SECURITIES, INC.
August 23, 2010 - August 25, 2010
AVALON PARTNERS, INC.
August 23, 2010 - April 23, 2012
CAPE SECURITIES INC.
June 18, 2008 - August 24, 2010
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
February 27, 2008 - June 26, 2008
AMERICAN CAPITAL PARTNERS, LLC
January 18, 2008 - February 22, 2008
AMERICA'S CHOICE EQUITIES LLC
February 6, 2007 - February 15, 2008
J.P. TURNER & COMPANY, L.L.C.
December 2, 2004 - January 4, 2007
MILESTONE FINANCIAL SERVICES, INC.
September 22, 2004 - December 17, 2004
LH ROSS & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
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