Biho K. Cha
Professional summary
Biho Kevin Cha, who also goes by Biho Kevin Cha, Biho Cha, is a registered financial professional currently at MCDERMOTT INVESTMENT SERVICES, LLC located in North Hills, California.
Biho is registered as a RR (Registered Representative) and started their career in finance in 2001. Biho has worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 22, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Biho Kevin Cha's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2019 - Present
MCDERMOTT INVESTMENT SERVICES, LLC
January 23, 2018 - December 20, 2018
MCDERMOTT INVESTMENT SERVICES, LLC
September 18, 2017 - January 23, 2018
LIGHTHOUSE CAPITAL GROUP, LLC
August 16, 2017 - September 1, 2017
WEALTHFORGE SECURITIES, LLC
January 17, 2002 - July 16, 2003
AVANTAX INVESTMENT SERVICES, INC.
August 28, 2001 - January 22, 2002
LPL FINANCIAL LLC
February 8, 2001 - August 17, 2001
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/2/2019)
Exams
FINRA
Current Firm
MCDERMOTT INVESTMENT SERVICES, LLC
CRD#: 154926 / SEC#: , 8-68683
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Civil Event | 1 |
Red Flags
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