Ryan P. Mitchell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Patrick Mitchell, who also goes by Ryan Patrick Mitchell, was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2001. Ryan had worked at 14 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2017 - September 23, 2020
MITCHELL CAPITAL MANAGEMENT, LLC
January 21, 2014 - April 16, 2015
CETERA INVESTMENT ADVISERS LLC
May 23, 2013 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
May 23, 2013 - April 16, 2015
CETERA INVESTMENT SERVICES LLC
November 30, 2012 - February 5, 2013
STOCKCROSS FINANCIAL SERVICES, INC.
November 29, 2012 - February 5, 2013
STOCKCROSS FINANCIAL SERVICES, INC.
August 20, 2012 - February 20, 2013
TITAN CAPITAL MANAGEMENT, LLC
July 8, 2010 - March 30, 2012
B. RILEY WEALTH MANAGEMENT
July 7, 2010 - March 30, 2012
B. RILEY WEALTH MANAGEMENT
August 24, 2009 - July 8, 2010
JESUP & LAMONT SECURITIES CORP
August 20, 2009 - July 8, 2010
JESUP & LAMONT SECURITIES CORP
September 27, 2006 - August 21, 2009
HARRISDIRECT LLC
September 14, 2006 - August 21, 2009
E*TRADE SECURITIES LLC
September 12, 2005 - October 4, 2006
VFINANCE INVESTMENTS, INC
June 30, 2004 - August 19, 2005
SECU BROKERAGE SERVICES
June 8, 2004 - August 19, 2005
SECU BROKERAGE SERVICES
March 26, 2003 - June 8, 2004
COMMONWEALTH FINANCIAL NETWORK
March 26, 2003 - June 8, 2004
COMMONWEALTH FINANCIAL NETWORK
August 29, 2002 - February 26, 2003
QUICK & REILLY, INC.
January 11, 2002 - February 26, 2003
QUICK & REILLY, INC.
February 21, 2001 - December 3, 2001
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MITCHELL CAPITAL MANAGEMENT, LLC
CRD#: 284361 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
