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Ryan Patrick Mitchell

CRD# 4330798·Registered 2001 - 2020
Previously Registered: Being a previously registered professional could mean that Ryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ryan Patrick Mitchell, who also goes by Ryan Patrick Mitchell, was a registered financial advisor. Ryan was a previously registered financial professional and started their career in finance 2001 - 2020. Ryan had worked at 14 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ryan Patrick Mitchell

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

MITCHELL CAPITAL MANAGEMENT, LLC·CRD# 284361
RIA
Evanston, IL
June 6, 2017 - September 23, 2020
CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
Palo Alto, CA
January 21, 2014 - April 16, 2015
CETERA INVESTMENT SERVICES LLC·CRD# 15340
RIA
Palo Alto, CA
May 23, 2013 - January 21, 2014
CETERA INVESTMENT SERVICES LLC·CRD# 15340
BD
Palo Alto, CA
May 23, 2013 - April 16, 2015
STOCKCROSS FINANCIAL SERVICES, INC.·CRD# 6670
BD
Beverly Hills, CA
November 30, 2012 - February 5, 2013
STOCKCROSS FINANCIAL SERVICES, INC.·CRD# 6670
RIA
Beverly Hills, CA
November 29, 2012 - February 5, 2013
TITAN CAPITAL MANAGEMENT, LLC·CRD# 123568
RIA
Modesto, CA
August 20, 2012 - February 20, 2013
B. RILEY WEALTH MANAGEMENT·CRD# 2543
RIA
San Francisco, CA
July 8, 2010 - March 30, 2012
B. RILEY WEALTH MANAGEMENT·CRD# 2543
BD
San Francisco, CA
July 7, 2010 - March 30, 2012
JESUP & LAMONT SECURITIES CORP·CRD# 39056
RIA
San Francisco, CA
August 24, 2009 - July 8, 2010
JESUP & LAMONT SECURITIES CORP·CRD# 39056
BD
San Francisco, CA
August 20, 2009 - July 8, 2010
HARRISDIRECT LLC·CRD# 42159
RIA
Arlington, VA
September 27, 2006 - August 21, 2009
E*TRADE SECURITIES LLC·CRD# 29106
BD
Palo Alto, CA
September 14, 2006 - August 21, 2009
VFINANCE INVESTMENTS, INC·CRD# 44962
BD
Boca Raton, FL
September 12, 2005 - October 4, 2006
SECU BROKERAGE SERVICES·CRD# 19899
BD
Raleigh, NC
June 30, 2004 - August 19, 2005
SECU BROKERAGE SERVICES·CRD# 19899
RIA
Berkeley, CA
June 8, 2004 - August 19, 2005
COMMONWEALTH FINANCIAL NETWORK·CRD# 8032
RIA
San Francisco, CA
March 26, 2003 - June 8, 2004
COMMONWEALTH FINANCIAL NETWORK·CRD# 8032
BD
Waltham, MA
March 26, 2003 - June 8, 2004
QUICK & REILLY, INC.·CRD# 11217
RIA
San Francisco, CA
August 29, 2002 - February 26, 2003
QUICK & REILLY, INC.·CRD# 11217
BD
New York, NY
January 11, 2002 - February 26, 2003
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
February 21, 2001 - December 3, 2001

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Current Firm

MC
MITCHELL CAPITAL MANAGEMENT, LLC

MITCHELL CAPITAL MANAGEMENT | MITCHELL CAPITAL MANAGEMENT, LLC

CRD#: 284361

Contact Information

Main Address

Johnston, IA

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2001About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2015About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Mar 2001About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Feb 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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