Sheree D. Stacy

WORTH FINANCIAL GROUP

Rowlett, TX

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CRD#: 433072

Professional summary

Sheree Darlene Stacy, who also goes by Sheree Sewell, is a registered financial advisor currently at WORTH FINANCIAL GROUP INC. located in Rowlett, Texas.

Sheree is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Sheree has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sheree Sewell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT LIFE INSURANCE & FIXED ANNUITIES (NON-SECURITIES) 6/2/14 5% OF TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sheree Darlene Stacy's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Sheree Darlene Stacy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 24, 2009 - Present

WORTH FINANCIAL GROUP INC.

RIA

CRD#: 13478

Rowlett, TX

Current

November 24, 2009 - Present

WORTH FINANCIAL GROUP INC.

RIA

CRD#: 13478

Rowlett, TX

Past

September 16, 2004 - November 3, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

DALLAS, TX

Past

August 17, 2004 - November 3, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

DALLAS, TX

Past

April 12, 2002 - August 19, 2004

WORLD GROUP SECURITIES, INC.

CRD#: 114473

DULUTH, GA

Past

October 1, 1996 - April 12, 2002

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

June 27, 1995 - September 3, 1996

DOMINICK & DICKERMAN LLC

CRD#: 7344

OLD GREENWICH, CT

Past

April 27, 1992 - October 11, 1994

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 27, 1992 - October 11, 1994

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Indiana
(8/9/2024)

Texas
(11/24/2009)

IAR

Texas
(11/24/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/17/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/14/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/20/1979

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 8/20/1970

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/28/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WORTH FINANCIAL GROUP INC.

CRD#: 13478 / SEC#: , 8-29827

California

Registered Investment Advisory firm - SEC (12/19/2020 Terminated)

Colorado

Registered Investment Advisory firm - SEC (8/15/2023 Approved)

Florida

Registered Investment Advisory firm - SEC (3/11/2010 Approved)

New Mexico

Registered Investment Advisory firm - SEC (10/16/2025 Approved)

New York

Registered Investment Advisory firm - SEC (8/17/2007 Cancelled)

Texas

Registered Investment Advisory firm - SEC (7/9/2007 Approved)

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

16660 Dallas Parkway Suite 2200, Dallas, TX 75248-2612

Mailing Address

16660 Dallas Parkway Suite 2200, Dallas, TX 75248

Phone number

(469) 916-4287

Established

Texas since 05/24/1983

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (27 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
GESIN, LISA LEE	PRESIDENT/OWNER/CCO	4081195

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 2,539,237

Disclosures

Regulatory Event	5
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Sheree D. Stacy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sheree Darlene Stacy's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Sheree Darlene Stacy's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORTH FINANCIAL GROUP INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WORLD GROUP SECURITIES, INC.

WMA SECURITIES, INC.

DOMINICK & DICKERMAN LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/17/2007

Series 63

Date: 5/14/1992

Series 7TO

Date: 1/2/2023

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/20/1979

Series 1

Date: 8/20/1970

Series 24

Date: 6/28/2001

FINRA

Current Firm

WORTH FINANCIAL GROUP INC.

Contact information

FINRA licenses (27 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

WORTH FINANCIAL GROUP INC.

TRUST BUT VERIFY

Contact information

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