Sheree Darlene Stacy
Professional Summary
Sheree Darlene Stacy, who also goes by Sheree Sewell, is a registered financial advisor currently at WORTH FINANCIAL GROUP INC. located in Rowlett, Texas. Sheree is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Sheree has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 1 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sheree Sewell
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
56 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ACCREDITED INVESTORS CO. | WORTH FINANCIAL GROUP INC. | PROMARK SECURITIES, INC. | JOHN DUELL GLASS III | BRADFORD/GLASS & CO. | BRADFORD-GLASS INVESTMENT CORPORATION
Contact Information
Main Address
16660 Dallas Parkway Suite 2200, Dallas, TX 75248-2612Mailing Address
16660 Dallas Parkway Suite 2200, Dallas, TX 75248Phone Number
(469) 916-4287Established
Texas since 05/24/1983Firm Type
CorporationFiscal Year End
JuneFirm Size
Small# of Employees
11SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
FINRA licenses (30 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GESIN, LISA LEE | PRESIDENT/OWNER/CCO | 4081195 |
Regulatory Assets Under Management
Total Number of Accounts
189AUM (Assets Under Management)
$137,904,962Disclosures
Regulatory Event
5Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ACCREDITED INVESTORS CO. | WORTH FINANCIAL GROUP INC. | PROMARK SECURITIES, INC. | JOHN DUELL GLASS III | BRADFORD/GLASS & CO. | BRADFORD-GLASS INVESTMENT CORPORATION
State Registrations and Notice Filings
(8/9/2024)
(11/24/2009)
(11/24/2009)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSeries 1 — Registered Representative Examination
Passed Aug 1970SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Sheree Darlene Stacy's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Sheree Darlene Stacy's CRS (Customer Relationship Summary).
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