RS
Rocco R. Santomenno
ROCCO R. SANTOMENNO
Fair Lawn, NJ
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CRD#: 4330703
RS
Professional summary
Rocco R. Santomenno is a registered financial advisor currently at ROCCO R. SANTOMENNO located in Fair Lawn, New Jersey.
Rocco is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Rocco has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PRESIDENT - GOLD RING INVESTMENTS, INC. [NON-INVESTMENT RELATED] 0-40 Fair Lawn Parkway FAIR LAWN, NJ 07410 Mortgage Placement 5 HOURS PER MONTH, SINCE 2007
CRS (Client Relationship Summary) - RIA
Click below to view Rocco R. Santomenno's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 27, 2012 - Present
ROCCO R. SANTOMENNO
RIA
CRD#: 107832
Fair Lawn, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/15/2012)
IAR
New Jersey(2/27/2012)
IAR
New York(1/13/2025)
IAR
Texas(3/27/2012)
Exams
Current Firm
RR
ROCCO R. SANTOMENNO
GOLD RING INVESTMENTS, INC. | SANTOMENNO ROCCO ROBERT | ROCCO R. SANTOMENNO
CRD#: 107832 / SEC#: 801-11031
RIA
Registered Investment Advisory firm - (2/25/2012 Terminated)Florida
Registered Investment Advisory firm - (3/15/2012 Approved)New Jersey
Registered Investment Advisory firm - (2/27/2012 Approved)New York
Registered Investment Advisory firm - (1/13/2025 Approved)Texas
Registered Investment Advisory firm - (12/13/2011 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Fair Lawn, NJ
Mailing Address
P.o. Box 2652, Fair Lawn, NJ 07410
Phone number
(201) 797-8866
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 93 |
| AUM (Assets Under Management) | $ 36,166,443 |
Red Flags
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