Van C. Pappas
Professional summary
Van Constantine Pappas, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Chamblee, Georgia and KESTRA INVESTMENT SERVICES, LLC located in Alpharetta, Georgia.
Van is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Van has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Van Constantine Pappas's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2011
Experience
April 27, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 35 Old Canton Street, Alpharetta, GA 30009September 15, 2015 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 35 Old Canton Street, Alpharetta, GA 30009September 17, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
July 17, 2012 - September 8, 2015
INVESTACORP ADVISORY SERVICES INC
July 13, 2012 - September 8, 2015
INVESTACORP, INC.
January 30, 2012 - July 11, 2012
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
September 19, 2008 - July 11, 2012
RESOURCE HORIZONS GROUP LLC
February 21, 2008 - September 25, 2008
WOODSTOCK FINANCIAL GROUP, INC.
March 9, 2001 - March 3, 2008
OSAIC FS, INC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/12/2019)
(8/22/2023)
(12/15/2017)
(9/15/2015)
(4/27/2016)
(9/15/2015)
(10/1/2015)
(9/15/2015)
(1/15/2026)
(9/15/2015)
Exams
FINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
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