John E. Weaver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Weaver, who also goes by John Edward Weaver Mr, John Edward Weaver, John Weaver, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2001. John had worked at 11 firms and has passed the Series 63, Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2022 - January 10, 2024
J.P. MORGAN SECURITIES LLC
June 14, 2011 - February 15, 2019
SECURITIES AMERICA ADVISORS, INC.
June 14, 2011 - February 15, 2019
SECURITIES AMERICA, INC.
October 16, 2007 - March 24, 2011
PACIFIC WEST FINANCIAL CONSULTANTS INC
October 16, 2007 - March 24, 2011
PACIFIC WEST SECURITIES, INC.
April 25, 2006 - October 18, 2007
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
November 2, 2005 - October 18, 2007
TD AMERITRADE, INC.
November 2, 2005 - October 18, 2007
TD AMERITRADE, INC.
October 4, 2005 - October 27, 2005
NEW ENGLAND SECURITIES
October 4, 2002 - August 11, 2005
PRIMESOLUTIONS SECURITIES, INC.
October 4, 2002 - August 11, 2005
PRIMESOLUTIONS SECURITIES, INC.
September 3, 2002 - October 14, 2002
BRECEK & YOUNG ADVISORS, INC.
June 21, 2002 - October 14, 2002
BRECEK & YOUNG ADVISORS, INC.
May 14, 2001 - December 17, 2001
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 11/7/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN BROKER-DEALER HOLDINGS INC. | MEMBER | |
| AIDELSON, DAVID | CHIEF LEGAL OFFICER | 7884539 |
| ALAOUI ABDALLAOUI, RACHID | CEO, CHAIR, ELECTED MANAGER | 7122597 |
| BISESI, BRIAN J | ELECTED MANAGER | 3090554 |
| CHOI, MICHAEL | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 6597789 |
| COLAVITA, MOLLIE | ELECTED MANAGER | 1875615 |
| COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER | 2725065 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| ENGLANDER, ADAM F | ELECTED MANAGER | 2941059 |
| FOLEY, KEVIN J | ELECTED MANAGER | 4012244 |
| KLION, ROGER | CHIEF OPERATING OFFICER | 5082261 |
| MCCRUM, CARRIE | ELECTED MANAGER | 7675791 |
| SABLE, MATTHEW D | ELECTED MANAGER | 4835849 |
| TEPPER, ERIC D. | ELECTED MANAGER | 2242377 |
| VIENICK, PAUL | ELECTED MANAGER | 2212982 |
| VILLWOCK, DAVID S | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 8071637 |
Regulatory assets under management
| Total Number of Accounts | 1,055,400 |
| AUM (Assets Under Management) | $ 352,605,441,286 |
Disclosures
| Regulatory Event | 392 |
| Civil Event | 9 |
| Arbitration | 144 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 10/25/2024 | ||
| 11/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
