PW
Peter A. Wierenga
CENTAURUS FINANCIAL
Queenstown, MD 21658
Some features on this profile are disabled
CRD#: 4330286
PW
Professional summary
Peter Alan Wierenga, who also goes by Peter A Wierenga, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Queenstown, Maryland.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Peter has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Peter A Wierenga
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT INSURANCE AGENT, NON-INVESTMENT RELATED, 206 DEL RHODES AVE., SUITE #204, QUEENSTOWN, MD 21658, INSURANCE SALES, AGENT, SINCE 1/1/2014, DEVOTED TIME IS 5 HOURS A MONTH, INSURANCE SALES OF TERM LIFE, PERMANENT LIFE, LONG TERM CARE AND DISABITLITY. 2. ESTATE PLANNING TEAM, NON-INVESTMENT RELATED, 45110 CLUB DRIVE, SUITE B, INDIAN WELLS, CA 92210, REPRESENTING AND MARKETING FOR DEFERRED SALES TRUST, MEMBER, SINCE 10/21/2016, DEVOTED TIME IS 20 HOURS A MONTH. 3. OWNER, MOI ADVISORY, 206 DEL RHODES AVE., SUITE #204, MD 21658. A PROFESSIONAL LLC UNDER WHICH I DO INSURANCE BUSINESS AND IT PROVIDES A DBA FOR MY SECURITIES BUSINESS. INVESTMENT RELATED SINCE 01/2014 AND I SPEND APPROX. 160 HOURS PER MONTH ON THIS ACTIVITY. 4. ALPHA III WEALTH MANAGEMENT POSITION: NATURE: DBA for branding and marketing purposes. INVESTMENT RELATED: No NUMBER OF HOURS: SECURITIES TRADING HOURS: START DATE: 04/01/2023 ADDRESS: 320 E Neider Ave. Suite #103, Coeur d'Alene ID 83815, United States DESCRIPTION: DBA for branding and marketing purposes
CRS (Client Relationship Summary) - RIA
Click below to view Peter Alan Wierenga's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Peter Alan Wierenga's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 7, 2014 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 206 Del Rhodes Avenue Suite #204, Queenstown, MD 21658Office #2: 1883 N. Wildwood Street Suite F, Boise, ID 83713RIA
BD
CRD#: 30833
Queenstown, MD
Current
April 3, 2014 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 206 Del Rhodes Avenue Suite #204, Queenstown, MD 21658Office #2: 1883 N. Wildwood Street Suite F, Boise, ID 83713RIA
BD
CRD#: 30833
Queenstown, MD
Past
April 13, 2009 - February 25, 2014
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
RIA
CRD#: 13609
SPRINGFIELD, OR
Past
April 2, 2009 - February 25, 2014
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BD
CRD#: 13609
SPRINGFIELD, OR
Past
January 24, 2005 - April 2, 2009
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
COBURG, OR
Past
January 5, 2005 - April 2, 2009
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
COBURG, OR
Past
January 29, 2004 - January 3, 2005
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
LAKE OSWEGO, OR
Past
January 21, 2004 - January 3, 2005
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
January 21, 2004 - January 3, 2005
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
February 19, 2003 - December 19, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
August 22, 2001 - February 26, 2003
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
BOISE, ID
Past
July 12, 2001 - February 26, 2003
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/15/2022)
IAR
Arizona(9/15/2022)
RR
California(4/14/2014)
IAR
California(10/28/2022)
RR
Colorado(3/13/2020)
IAR
Colorado(3/16/2020)
RR
Florida(9/1/2022)
IAR
Florida(9/1/2022)
RR
Georgia(9/24/2018)
IAR
Georgia(1/6/2023)
RR
Idaho(4/3/2014)
IAR
Idaho(4/7/2014)
RR
Illinois(4/11/2014)
IAR
Illinois(6/28/2018)
RR
Iowa(6/6/2016)
IAR
Iowa(4/29/2024)
IAR
Maryland(10/5/2015)
RR
Maryland(8/18/2016)
RR
Michigan(1/6/2025)
IAR
Michigan(1/6/2025)
RR
Ohio(1/4/2023)
IAR
Ohio(1/4/2023)
RR
Oregon(4/25/2014)
IAR
Oregon(4/25/2014)
RR
Texas(9/28/2022)
IAR
Texas(4/24/2025)
RR
Utah(4/23/2014)
RR
Washington(3/29/2022)
IAR
Washington(1/4/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTAURUS FINANCIAL, INC.
CRD#: 30833Queenstown, MD 21658TRUST BUT VERIFY
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