JW
James R. Weikart
PERIGON WEALTH MANAGEMENT
Asheville, NC
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CRD#: 4330161
JW
Professional summary
James Riley Weikart, who also goes by Jim Weikart, is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in Asheville, North Carolina.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. James has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Weikart
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1). Prager Metis CPA's, LLC; Not Investment Related; Asheville, NC 28803; Tax Prep, Accounting, CPA - Tax Preparer/Enrolled Agent; 10 hours/month, 10 hours/month during security trading hours; Prepare tax returns. (2.) Author/ freelance fiction writer; Not-Investment Related; Asheville, NC 28803; Author; Start date: 01/1975; 20 hours/month, 0 hours/month during security trading hours; Own copyrights to publications. (3.) PM Wealth Management; Investment Related; Asheville, NC 2880; d/b/a for investment advisory business with Perigon. (4.) Sole Proprietorship; Not Investment Related; Asheville, NC; Bookkeeper; Start 01/2005; 4 hours/month, 0 hours/month during security trading hours; bookkeeping for a writer. (5.) Insurance; Not investment related; Asheville, NC; Insurance; Agent; Start 05/2020; Approximately 10% of his time; life, accident & health or sickness. (6.) Morris Ave Property Owners Corp; Not Investment Related; New York, NY; Real Estate; Part Owner; Start 01/1988; 0 hours/month; Passive ownership.
CRS (Client Relationship Summary) - RIA
Click below to view James Riley Weikart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 16, 2022 - Present
PERIGON WEALTH MANAGEMENT, LLC
RIA
CRD#: 131037
Asheville, NC
Past
April 2, 2019 - December 19, 2022
PM WEALTH MANAGEMENT, LLC
RIA
CRD#: 298324
Asheville, NC
Past
October 26, 2015 - March 14, 2019
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
Asheville, NC
Past
October 19, 2015 - November 22, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
ASHEVILLE, NC
Past
April 30, 2013 - October 12, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
ASHEVILLE, NC
Past
January 19, 2012 - October 12, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
ASHEVILLE, NC
Past
January 10, 2007 - January 20, 2012
WILBANKS SECURITIES ADVISORY
RIA
CRD#: 118304
OKLAHOMA CITY, OK
Past
August 24, 2005 - January 20, 2012
WILBANKS SECURITIES, INC.
BD
CRD#: 40673
NEW YORK, NY
Past
February 2, 2001 - January 31, 2005
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(11/16/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 Mission Street Suite 1825, San Francisco, CA 94105
Mailing Address
Phone number
(877) 977-2555
Established
Firm type
Fiscal year end
# of Employees
141
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,456 |
| AUM (Assets Under Management) | $ 8,714,418,958 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2024 | ||
| 10/24/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
