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Stephen P. Balinskas

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CRD#: 4329989
SB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stephen Peter Balinskas, who also goes by Stephen P Balinskas, Stephen P. Balinskas, was a registered financial professional .

Stephen is a previously registered financial professional and started their career in finance in 2001. Stephen had worked at 5 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Stephen P Balinskas | Stephen P. Balinskas

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 8, 2021 - September 12, 2023

TORINO CAPITAL LLC

BD
CRD#: 157525
NEW YORK, NY
Past

February 27, 2017 - December 15, 2020

AGES FINANCIAL SERVICES, LTD.

BD
CRD#: 15427
New York, NY
Past

December 10, 2015 - April 24, 2017

SOURCE CAPITAL GROUP, INC.

BD
CRD#: 36719
WESTPORT, CT
Past

December 20, 2010 - December 31, 2013

SOURCE CAPITAL GROUP, INC.

BD
CRD#: 36719
WESTPORT, CT
Past

July 19, 2007 - December 31, 2008

SOURCE CAPITAL GROUP, INC.

BD
CRD#: 36719
WESTPORT, CT
Past

April 8, 2005 - June 28, 2005

SAGE SECURITIES CORP.

BD
CRD#: 41354
GREAT NECK, NY
Past

February 15, 2001 - April 30, 2003

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/19/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


TC
TORINO CAPITAL LLC
TORINO CAPITAL LLC | TORINO CAPITAL, LLC

CRD#: 157525 / SEC#: , 8-68855

BD
Terminated by SEC on 09/30/2024
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 03/29/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
TORINO CAPITAL GROUP LLCHOLDING COMPANY/MANAGING MEMBER
BORSATO, FABIANOCOO / CCO / CFO / FINOP5759900
SIERRA, VICTOR GUILLERMOCHIEF EXECUTIVE OFFICER/CHAIRMAN2764352

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TORINO CAPITAL LLC

CRD#: 157525

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