Sherryll Atkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sherryll Atkins, who also goes by Sherryll L P Atkins, Sherryll L.p. Atkins, Sherryll Lela Atkins, Sherryll Lela Patricia Atkins, Sherryll Atkins, Sherryll Lela Patricia Atkin, was a registered financial professional .
Sherryll is a previously registered financial professional and started their career in finance in 2001. Sherryll had worked at 13 firms and has passed the Series 65, Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2022 - May 21, 2026
FIDELITY BROKERAGE SERVICES LLC
June 25, 2021 - December 31, 2021
PFS INVESTMENTS INC.
September 6, 2018 - September 10, 2019
TD AMERITRADE, INC.
September 6, 2018 - September 10, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
June 21, 2018 - September 10, 2019
TD AMERITRADE, INC.
July 10, 2017 - May 24, 2018
BBVA SECURITIES INC.
July 21, 2014 - May 21, 2015
CHARLES SCHWAB & CO., INC.
July 18, 2014 - May 21, 2015
CHARLES SCHWAB & CO., INC.
October 1, 2012 - July 14, 2014
J.P. MORGAN SECURITIES LLC
December 20, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
February 10, 2010 - October 5, 2011
BBVA COMPASS INVESTMENT SOLUTIONS, INC
May 18, 2009 - December 23, 2009
GUARANTY BROKERAGE SERVICES, INC.
April 10, 2006 - July 8, 2008
GUARANTY BROKERAGE SERVICES, INC.
June 27, 2003 - November 1, 2004
AMERIPRISE ADVISOR SERVICES, INC.
March 6, 2003 - July 9, 2003
CHOREO, LLC
March 14, 2002 - November 1, 2004
AMERIPRISE ADVISOR SERVICES, INC.
March 12, 2001 - December 5, 2001
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 126 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
