JK
Jeffrey G. Knapp
AVANTAX PLANNING PARTNERS
ALGONA, IA 50511
Some features on this profile are disabled
CRD#: 4329846
JK
Professional summary
Jeffrey G Knapp is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Algona, Iowa and CETERA WEALTH SERVICES, LLC located in Algona, Iowa.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jeffrey has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DBA AND INSURANCE: ERPELDING, VOIGT & CO, LLP; INVESTMENT RELATED; 307 EAST CALL STREET, ALGONA, IA 50511; PARTNER-CPA; FINANCIAL, TAX AND ACCOUNTING SERVICES; START-11/2000; 200 HRS/MONTH. 2) ST. CECELIA'S PARISH FINANCE COUNCIL POSITION: Board Member NATURE: Board membership INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2014 ADDRESS: 715 E. North Street, Algona IA 50511, United States 3) THE CINCO GROUP, LLC POSITION: Member NATURE: Real Estate Rental INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2005 ADDRESS: 307 E. Call Street, Algona IA 50511, DESCRIPTION: This entity owns real estate leased to Erpelding, Voigt & Co. 4) Avantax Planning Partners, Inc. POSITION: IAR NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2002 ADDRESS: 3390 Asbury Rd., Dubuque IA 52002, DESCRIPTION: I am an IAR with APP and provide financial planning to our clients. 5) Sullivan Building Foundation, Inc. POSITION: Treasurer NATURE: Non-Profit Org. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2020 ADDRESS: 123 E. State Street, Algona, IA 50511, DESCRIPTION: Bookkeeping on a periodic basis, attend board meetings 6) Johanna Restoration Foundation, Inc. POSITION: Treasurer NATURE: Non-Profit Org. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2020 ADDRESS: PO Box 678, Algona, IA 50511, DESCRIPTION: Bookkeeping on a periodic basis, attend board meetings 7) JOHANNA RESTORATION FOUNDATION, INC. POSITION: Treasurer NATURE: Treasurer, make deposits, pay bills, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 07/01/2021 ADDRESS: 307 East Call Street, Algona IA 50511, United States DESCRIPTION: Treasurer, make deposits, pay bills, etc. 8) SULLIVAN BUILDING FOUNDATION, INC. POSITION: Treasurer NATURE: Treasurer, make deposits, pay bills. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2021 ADDRESS: 307 East Call Street, Algona IA 50511, United States DESCRIPTION: Treasurer, make deposits, pay bills 9) ALGONA ROTARY CLUB POSITION: Foundation Chair NATURE: Non-profit service club INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2019 ADDRESS: 123 East State Street, Algona IA 50511, United States DESCRIPTION: Attend board meetings, update club on Rotary Foundation, 10) EVFS, LLC POSITION: Partner NATURE: EVFS, LLC is a single-member LLC wholly owned by Erpelding, Voigt & Co., LLP. The checkbook is used to pay business expenses and overhead. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/29/2011 ADDRESS: 307 East Call Street, Algona IA 50511, United States DESCRIPTION: EVFS is the checkbook used to pay business expenses and overhead. 11) Algona Community School Foundation; Board Member; Board member. Discuss treasurer report, discuss new gifts received by foundation, discuss allocation of gifts to students, scholarships to be awarded, etc.; NIR; 1; 11/13/2023; 600 S. Hale Street Algona IA 50511; Attend bi-monthly board of director meetings, discuss and approve treasurer report, discuss new gifts received by foundation, discuss and approve allocation of gifts to students, etc.?
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey G Knapp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 8, 2001 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 307 E Call St Po Box 678, Algona, IA 50511RIA
CRD#: 106237
ALGONA, IA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 307 East Call Street, Algona, IA 50511BD
CRD#: 13572
ALGONA, IA
Past
September 30, 2020 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
ALGONA, IA
Past
January 22, 2001 - September 30, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
ALGONA, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
IAR
Iowa(2/8/2001)
RR
Iowa(9/5/2025)
RR
Minnesota(9/5/2025)
IAR
Texas(8/9/2025)
RR
Texas(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3390 Asbury Road, Dubuque, IA 52002-2801
Mailing Address
Phone number
(563) 582-2855
Established
Firm type
Fiscal year end
# of Employees
254
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AVANTAX PLANNING PARTNERS, INC.
CRD#: 106237Algona, IA 50511TRUST BUT VERIFY
Monitor Jeffrey Knapp
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
