Yvonne Beri Walker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yvonne Beri Walker, who also goes by Yvonne Beri, Yvonne Beri Walker, was a registered financial professional .
Yvonne is a previously registered financial professional and started their career in finance in 2001. Yvonne had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2016 - October 17, 2023
SILVER LEAF PARTNERS, LLC
June 19, 2014 - August 26, 2015
NATIONAL SECURITIES CORPORATION
November 7, 2013 - March 19, 2014
ALPHASOURCE CAPITAL SECURITIES LLC
October 21, 2009 - November 8, 2013
SILVER LEAF PARTNERS, LLC
January 16, 2008 - August 7, 2008
SANDERS MORRIS LLC
April 5, 2007 - December 11, 2007
SILVER LEAF PARTNERS, LLC
October 28, 2005 - March 26, 2007
PLANET WEALTH SECURITIES, INC.
March 21, 2003 - February 6, 2004
EKN FINANCIAL SERVICES INC.
November 1, 2001 - October 25, 2002
WORLDCO, L.L.C.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SILVER LEAF PARTNERS, LLC
CRD#: 126694 / SEC#: , 8-65902
Contact information
FINRA licenses (50 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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