Robert L. St. Pierre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Lowell St. Pierre, who also goes by Bob St. Pierre, Bob Stpierre, Robert Lowell Stpierre, Bob Stpoerre, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1968. Robert had worked at 12 firms and has passed the Series 65, Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2012 - December 31, 2012
L.M. KOHN & COMPANY
January 17, 2012 - December 31, 2012
L.M. KOHN & COMPANY
January 13, 2011 - January 17, 2012
MIDSOUTH CAPITAL, INC.
February 24, 2010 - December 31, 2010
MIDSOUTH CAPITAL, INC.
August 31, 2009 - January 17, 2012
MIDSOUTH CAPITAL, INC.
March 31, 1999 - August 27, 2009
MUTUAL SERVICE CORPORATION
December 20, 1995 - March 31, 1999
TITAN/VALUE EQUITIES GROUP, INC.
February 6, 1991 - October 2, 1995
WALNUT STREET SECURITIES, INC.
September 28, 1989 - February 7, 1991
SUNAMERICA SECURITIES, INC.
October 30, 1987 - October 4, 1989
INVESTACORP, INC.
January 2, 1985 - November 17, 1987
FSC SECURITIES CORPORATION
September 16, 1977 - January 22, 1985
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
October 29, 1968 - February 27, 1976
BACHE & CO., INCORPORATED
Primary Firm SEC Registration
L.M. KOHN & COMPANY
CRD#: 27913 / SEC#: 801-38116, 8-43303
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/25/1968
Registered Representative ExaminationCurrent Firm
L.M. KOHN & COMPANY
CRD#: 27913 / SEC#: 801-38116, 8-43303
Contact information
SEC notice filing (5 States and Territories)
FINRA licenses (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,799 |
| AUM (Assets Under Management) | $ 2,091,208,747 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
