AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
KN

Kenneth A. Nelson

FE CAPITAL MARKETS
NEW YORK, NY 10004
Some features on this profile are disabled
CRD#: 4329175
KN

Professional summary

Kenneth Allen Nelson is a registered financial professional currently at FE CAPITAL MARKETS located in New York, New York.

Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2005. Kenneth has worked at 3 firms and has passed the SIE and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth Allen Nelson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 1, 2025 - Present

FE CAPITAL MARKETS

Office #1: 85 Broad Street Suite 17-057, New York, NY 10004
BD
CRD#: 314943
NEW YORK, NY
Past

July 2, 2012 - May 5, 2016

VIRTU AMERICAS LLC

BD
CRD#: 149823
JERSEY CITY, NJ
Past

October 20, 2005 - July 2, 2012

KNIGHT CAPITAL AMERICAS, L.P.

BD
CRD#: 38599
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 8/7/2025
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 27
Date: 11/29/2025
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FC
FE CAPITAL MARKETS
FE CAPITAL MARKETS | FE CAPITAL MARKETS LLC

CRD#: 314943 / SEC#: , 8-70796

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
85 Broad Street Suite 17-057, New York, NY 10004
Mailing Address
85 Broad Street Suite 17-057, New York, NY 10004
Phone number
(800) 403-9067
Established
Delaware since 06/01/2021
Firm type
Limited Liability Company
Fiscal year end
February
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FE INTERNATIONAL, INC.DIRECT OWNER
MATTIOLI, DIANNE PALUMBOCHIEF COMPLIANCE OFFICER714971
NELSON, KENNETH ALLENFINOP4329175
UNGERLEIDER, GRANVILLE ANGENYGENERAL SECURITIES PRINCIPAL451700

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FE CAPITAL MARKETS

CRD#: 314943New York, NY 10004

TRUST BUT VERIFY

Monitor Kenneth Nelson

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
PR
MINNEAPOLIS, MN
Matthew James Borja Wang
Matthew James WangAdvisorCheck Check Mark
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IAR
RR
New York, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.