JH
John T. Hunter
U.S. BANCORP ADVISORS
Portland, OR 97211
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CRD#: 4329001
JH
John Thomas HunterU.S. BANCORP ADVISORS
Professional summary
John Thomas Hunter, CFP® is a registered financial advisor currently at U.S. BANCORP ADVISORS, LLC located in Portland, Oregon.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. John has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Forty One Fifty Cleveland HOA; Not investment-related; Portland, OR; HOA for my home; Secretary/Treasurer. I'm one of two home owners; 4/2023; 0 hours/month; 0 hours/trading; Ensure annual home owner's insurance payment is processed, deposit annual HOA dues, attend annual HOA meeting.
CRS (Client Relationship Summary) - RIA
Click below to view John Thomas Hunter's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Thomas Hunter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
February 13, 2026 - Present
U.S. BANCORP ADVISORS, LLC
Office #1: 5505 Ne Martin Luther King Blvd, Portland, OR 97211Office #2: 7340 N Philadelphia Ave, Portland, OR 97203Office #3: 1901 Ne 42nd Ave, Portland, OR 97213Office #4: 1601 Ne Weidler St, Portland, OR 97232RIA
BD
CRD#: 14455
Portland, OR
Current
February 13, 2026 - Present
U.S. BANCORP ADVISORS, LLC
Office #1: 5505 Ne Martin Luther King Blvd, Portland, OR 97211Office #2: 7340 N Philadelphia Ave, Portland, OR 97203Office #3: 1901 Ne 42nd Ave, Portland, OR 97213Office #4: 1601 Ne Weidler St, Portland, OR 97232RIA
BD
CRD#: 14455
Portland, OR
Past
October 30, 2008 - February 13, 2026
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
Portland, OR
Past
October 30, 2008 - February 13, 2026
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
Portland, OR
Past
January 11, 2008 - November 3, 2008
WAMU INVESTMENTS, INC.
RIA
CRD#: 599
PORTLAND, OR
Past
January 11, 2008 - November 3, 2008
WAMU INVESTMENTS, INC.
BD
CRD#: 599
PORTLAND, OR
Past
March 6, 2006 - January 24, 2008
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
PORTLAND, OR
Past
March 6, 2006 - January 24, 2008
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
PORTLAND, OR
Past
November 3, 2005 - January 26, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
PORTLAND, OR
Past
April 4, 2001 - November 17, 2003
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UB
U.S. BANCORP ADVISORS, LLC
MARKET INVESTMENT SERVICES CORPORATION | UNIONBANC INVESTMENT SERVICES, LLC | UNION BANK OF CALIFORNIA NA | UBOC INVESTMENT SERVICES, INC. | UB INVESTMENT SERVICES, INC. | U.S. BANCORP ADVISORS, LLC
CRD#: 14455 / SEC#: 801-70084, 8-30706
RIA
Registered Investment Advisory firm - SEC (8/14/2009 Approved)California
Registered Investment Advisory firm - SEC (8/28/2009 Terminated)Washington
Registered Investment Advisory firm - SEC (8/24/2009 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(2/13/2026)
RR
Arizona(2/13/2026)
RR
California(2/13/2026)
RR
Colorado(2/13/2026)
RR
Florida(2/16/2026)
RR
Hawaii(2/13/2026)
RR
Idaho(2/13/2026)
RR
Oregon(2/13/2026)
IAR
Oregon(2/13/2026)
RR
Tennessee(4/8/2026)
RR
Texas(2/13/2026)
IAR
Texas(2/13/2026)
RR
Utah(8/10/2026)
RR
Washington(2/13/2026)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
UB
U.S. BANCORP ADVISORS, LLC
MARKET INVESTMENT SERVICES CORPORATION | UNIONBANC INVESTMENT SERVICES, LLC | UNION BANK OF CALIFORNIA NA | UBOC INVESTMENT SERVICES, INC. | UB INVESTMENT SERVICES, INC. | U.S. BANCORP ADVISORS, LLC
CRD#: 14455 / SEC#: 801-70084, 8-30706
RIA
Registered Investment Advisory firm - SEC (8/14/2009 Approved)California
Registered Investment Advisory firm - SEC (8/28/2009 Terminated)Washington
Registered Investment Advisory firm - SEC (8/24/2009 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
60 Livingston Ave Ep-mn-n2wc, Saint Paul, MN 55107
Mailing Address
60 Livingston Ave Ep-mn-n2wc, St. Paul, MN 55107
Phone number
(800) 634-1100
Established
Delaware since 06/28/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
379
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| U.S. BANCORP | SOLE MEMBER | |
| ARIAS, CARLOS ALONSO | MANAGER | 3174333 |
| BEJASA, EILEEN | MANAGER | 7002808 |
| CLARK, SHANNON KEITH | CHIEF FINANCIAL OFFICER AND MANAGER | 5829700 |
| FERGUSON, KIMBERLY NICOLE | MANAGER | 4120145 |
| FLOUM, JOEL IRA | MANAGER | 2405754 |
| MCCARTHY, MATTHEW RYAN | CHIEF LEGAL OFFICER | 6818984 |
| MENACHER, EILEEN RENEE | MANAGER | 4929896 |
| ROLLAND, JODI THOMPSON | PRESIDENT, CHIEF EXECUTIVE OFFICER AND MANAGER | 2290884 |
| SALSTROM, KYLE NORMAN | CHIEF COMPLIANCE OFFICER AND MANAGER | 5025315 |
| STEINER, STEPHEN WARD | CHIEF OPERATIONS OFFICER AND MANAGER | 2259345 |
| TRIPLETT, SHANE T | MANAGER | 1865319 |
Regulatory assets under management
| Total Number of Accounts | 3,992 |
| AUM (Assets Under Management) | $ 1,796,069,079 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/19/2025 | ||
| 08/20/2024 | ||
| 11/28/2023 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
