SM
Scott D. Martin
KINGSVIEW WEALTH MANAGEMENT
Chicago, IL 60602
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CRD#: 4328984
SM
Professional summary
Scott David Martin is a registered financial advisor currently at KINGSVIEW WEALTH MANAGEMENT, LLC located in Chicago, Illinois.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Scott has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BUSINESS NAME: ACCENT ASSET MANAGEMENT, TITLE: PRESIDENT AND CEO, BUSINESS NATURE: MEDIA SERVICES - FOX TV/RADIO.- 5% TIME SPENT
BUSINESS NAME: CONTRIBUTOR - FOX BUSINESS NETWORK, TITLE: CONTRIBUTOR, BUSINESS NATURE: ON-AIR REPORTING FOR MEDIA OUTLETS. - 5% TIME SPENT
FIXED INSURANCE SALES - PRODUCER/AGENT - START DATE: 09/2003 - LOCATED AT 1452 W MELROSE, CHICAGO, IL 60657, United States - 5% TIME SPENT
UNITED ADVISORS - INVESTMENT ADVISOR REPRESENTATIVE/CHIEF MARKET STRATEGIST 50% TIME SPENT
CRS (Client Relationship Summary) - RIA
Click below to view Scott David Martin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2016 - Present
KINGSVIEW WEALTH MANAGEMENT, LLC
Office #1: 33 N La Salle St Suite 2510, Chicago, IL 60602RIA
CRD#: 148107
Chicago, IL
Past
August 2, 2012 - July 28, 2016
UNITED ADVISORS
RIA
CRD#: 133668
CHICAGO, IL
Past
August 1, 2012 - June 10, 2016
SECURITIES AMERICA, INC.
BD
CRD#: 10205
CHICAGO, IL
Past
December 9, 2010 - August 1, 2012
AUSDAL FINANCIAL PARTNERS, INC.
RIA
CRD#: 7995
CHICAGO, IL
Past
November 11, 2010 - December 23, 2010
QA3 FINANCIAL LLC
RIA
CRD#: 104957
CHICAGO, IL
Past
November 11, 2010 - December 23, 2010
QA3 FINANCIAL CORP.
BD
CRD#: 14754
CHICAGO, IL
Past
September 4, 2009 - August 1, 2012
AUSDAL FINANCIAL PARTNERS, INC.
BD
CRD#: 7995
CHICAGO, IL
Past
January 13, 2006 - September 4, 2009
WATERSTONE FINANCIAL GROUP, INC.
RIA
CRD#: 10078
CHICAGO, IL
Past
January 13, 2006 - September 4, 2009
WATERSTONE FINANCIAL GROUP, INC.
BD
CRD#: 10078
CHICAGO, IL
Past
August 23, 2004 - December 31, 2005
VSR FINANCIAL SERVICES, INC.
RIA
CRD#: 14503
CHICAGO, IL
Past
August 23, 2004 - December 31, 2005
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
CHICAGO, IL
Past
August 27, 2003 - August 23, 2004
WATERSTONE FINANCIAL GROUP, INC.
BD
CRD#: 10078
BOSTON, MA
Past
April 24, 2002 - February 8, 2011
ASTOR ASSET MANAGEMENT LLC
RIA
CRD#: 116408
CHICAGO, IL
Past
December 4, 2001 - March 14, 2002
ADVANCED EQUITIES, INC.
BD
CRD#: 35545
CHICAGO, IL
Past
April 26, 2001 - August 15, 2001
TD AMERITRADE, INC.
BD
CRD#: 7870
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KINGSVIEW WEALTH MANAGEMENT, LLC
KINGSVIEW ASSET MANAGEMENT | VERDEO FINANCIAL SERVICES | ROLLO WEALTH MANAGEMENT | PERLMAN GROUP | NORMAN J. POLITZINER, CFP & NJP ASSOCIATES | KNIGHT STRATEGIC WEALTH | KINGSVIEW WEALTH MANAGEMENT, LLC | KINGSVIEW PARTNERS WEALTH MANAGEMENT | KINGSVIEW PARTNERS | KINGSVIEW INVESTMENT STRATEGIES | KINGSVIEW INVESTMENT MANAGEMENT | KINGSVIEW ASSET MANAGEMENT, LLC
CRD#: 148107 / SEC#: 801-79198
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arkansas
Registered Investment Advisory firm - (2/26/2014 Terminated)Florida
Registered Investment Advisory firm - (2/26/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/26/2014 Terminated)Iowa
Registered Investment Advisory firm - (2/26/2014 Terminated)Minnesota
Registered Investment Advisory firm - (2/26/2014 Terminated)New York
Registered Investment Advisory firm - (11/8/2013 Cancelled)North Dakota
Registered Investment Advisory firm - (2/26/2014 Terminated)Oregon
Registered Investment Advisory firm - (2/26/2014 Terminated)South Dakota
Registered Investment Advisory firm - (2/26/2014 Terminated)Texas
Registered Investment Advisory firm - (2/26/2014 Terminated)Virginia
Registered Investment Advisory firm - (2/26/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(6/10/2016)
IAR
Louisiana(4/20/2017)
IAR
Texas(4/20/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
KW
KINGSVIEW WEALTH MANAGEMENT, LLC
KINGSVIEW ASSET MANAGEMENT | VERDEO FINANCIAL SERVICES | ROLLO WEALTH MANAGEMENT | PERLMAN GROUP | NORMAN J. POLITZINER, CFP & NJP ASSOCIATES | KNIGHT STRATEGIC WEALTH | KINGSVIEW WEALTH MANAGEMENT, LLC | KINGSVIEW PARTNERS WEALTH MANAGEMENT | KINGSVIEW PARTNERS | KINGSVIEW INVESTMENT STRATEGIES | KINGSVIEW INVESTMENT MANAGEMENT | KINGSVIEW ASSET MANAGEMENT, LLC
CRD#: 148107 / SEC#: 801-79198
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arkansas
Registered Investment Advisory firm - (2/26/2014 Terminated)Florida
Registered Investment Advisory firm - (2/26/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/26/2014 Terminated)Iowa
Registered Investment Advisory firm - (2/26/2014 Terminated)Minnesota
Registered Investment Advisory firm - (2/26/2014 Terminated)New York
Registered Investment Advisory firm - (11/8/2013 Cancelled)North Dakota
Registered Investment Advisory firm - (2/26/2014 Terminated)Oregon
Registered Investment Advisory firm - (2/26/2014 Terminated)South Dakota
Registered Investment Advisory firm - (2/26/2014 Terminated)Texas
Registered Investment Advisory firm - (2/26/2014 Terminated)Virginia
Registered Investment Advisory firm - (2/26/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
509 Se 7th Street 2nd Floor, Grants Pass, OR 97526
Mailing Address
Phone number
(312) 870-6701
Established
Firm type
Fiscal year end
# of Employees
225
SEC notice filing (47 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 24,847 |
| AUM (Assets Under Management) | $ 6,745,495,357 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
