DM
David S. Mcalvany
MCALVANY WEALTH MANAGEMENT
DURANGO, CO 81303
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CRD#: 4328592
DM
Professional summary
David Scott Mcalvany, who also goes by David Mcalvany, is a registered financial advisor currently at MCALVANY WEALTH MANAGEMENT, LLC located in Durango, Colorado.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. David has worked at 3 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Mcalvany
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SALES OF INVESTMENT-RELATED PRODUCTS, PART-TIME OR FULL TIME, FOR COMPANIES AFFILIATED WITH PFS INVESTMENTS, INC.I SIT ON AN ADVISORY BOARD FOR A FAMILY OWNED COMPANY. THE NAME OF THE COMPANY IS WARREN ELECTRIC GROUP. IT IS NOT INVESTMENT RELATED. IT IS A WHOLESALE DISTRIBUTION COMPANY FOR TELECOMMUNICATIONS, ELECTRICAL AND AUTOMATION EQUIPMENT. IT IS LOCATED AT 2929 MCKINNEY HOUSTON, TX 77003. I BEGAN ON JULY 1, 2000 AND WILL SIT ON THE ADVISORY BOARD INDEFINITELY. THE COMMITMENT TAKES LESS THAN 2 HOURS PER MONTH. THE AMOUNT OF TIME I AM AWAY DURING TRADING HOURS IS EQUIVALENT TO ONE DAY EVERY SIX MONTHS. MYSELF AND 6 OTHER PEOPLE ARE REQUIRED TO LISTEN TO THE CEO EXPLAIN THE BUDGET, NEW HIRES AND TERMINATIONS, AND ETHICAL SITUATIONS THAT RELATE TO THE OPERATIONS, OR GIVE OUR OPINIONS ON THESE MATTERS.
ADVISOR WITH THE WARREN ELECTRIC GROUP, A FAMILY OWNED BUSINESS.
CRS (Client Relationship Summary) - RIA
Click below to view David Scott Mcalvany's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 2008 - Present
MCALVANY WEALTH MANAGEMENT, LLC
Office #1: 166 Turner Drive Suite 100, Durango, CO 81303RIA
CRD#: 146021
DURANGO, CO
Past
December 15, 2004 - December 14, 2005
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Past
February 7, 2001 - November 6, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MCALVANY WEALTH MANAGEMENT, LLC
MCALVANY WEALTH MANAGEMENT, LLC | MCALVANY WEALTH MANAGEMENT, LLLP
CRD#: 146021 / SEC#: 801-71124
RIA
Registered Investment Advisory firm - (3/11/2010 Approved)Colorado
Registered Investment Advisory firm - (3/17/2010 Terminated)Texas
Registered Investment Advisory firm - (3/17/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(5/23/2008)
IAR
Texas(6/9/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MW
MCALVANY WEALTH MANAGEMENT, LLC
MCALVANY WEALTH MANAGEMENT, LLC | MCALVANY WEALTH MANAGEMENT, LLLP
CRD#: 146021 / SEC#: 801-71124
RIA
Registered Investment Advisory firm - (3/11/2010 Approved)Colorado
Registered Investment Advisory firm - (3/17/2010 Terminated)Texas
Registered Investment Advisory firm - (3/17/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
166 Turner Dr, Durango, CO 81301
Mailing Address
Phone number
(866) 211-8970
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 560 |
| AUM (Assets Under Management) | $ 137,072,424 |
Red Flags
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Company Information
MCALVANY WEALTH MANAGEMENT, LLC
CRD#: 146021Durango, CO 81303TRUST BUT VERIFY
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