David S. Housel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Scott Housel was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2001. David had worked at 6 firms and has passed the Series 7TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2014 - December 14, 2020
SUSQUEHANNA SECURITIES, LLC
October 20, 2008 - May 21, 2009
SIG INDEX SPECIALISTS, LLC
August 17, 2007 - December 14, 2020
SUSQUEHANNA FINANCIAL GROUP, LLLP
August 5, 2005 - January 10, 2006
SUSQUEHANNA FIXED INCOME, L.P.
January 28, 2005 - January 10, 2006
SUSQUEHANNA INVESTMENT GROUP
January 16, 2001 - December 14, 2020
SAL EQUITY TRADING, GP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/18/2023
General Securities Representative ExaminationSeries 57TO
Date: 4/18/2023
Securities Trader ExamSeries 55
Date: 5/4/2001
Limited Representative-Equity Trader ExamCurrent Firm
SUSQUEHANNA SECURITIES, LLC
CRD#: 35874 / SEC#: , 8-47034
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 60 |
Red Flags
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