Kirk A. Nix
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kirk Anthony Nix, who also goes by Kirk A. Nix, was a registered financial professional .
Kirk is a previously registered financial professional and started their career in finance in 2001. Kirk had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2013 - October 30, 2014
CTF-PLANNING, INC.
February 3, 2010 - January 4, 2013
CTF-PLANNING, INC.
September 4, 2008 - December 3, 2009
CTF-PLANNING, INC.
July 26, 2007 - July 28, 2008
FIRST ALLIED SECURITIES, INC.
July 18, 2007 - July 28, 2008
FIRST ALLIED SECURITIES, INC.
October 25, 2006 - April 18, 2007
CITICORP INVESTMENT SERVICES
August 11, 2006 - April 18, 2007
CITICORP INVESTMENT SERVICES
February 27, 2001 - August 2, 2006
EDWARD JONES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CTF-PLANNING, INC.
CRD#: 148111 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
