KO
Kale Olson
ROBERT W. BAIRD & CO.
Asheville, NC 28801
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CRD#: 4328394
KO
Professional summary
Kale Olson is a registered financial advisor currently at ROBERT W. BAIRD & CO. INCORPORATED located in Asheville, North Carolina.
Kale is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Kale has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ROSALIND S. WILLIS IRREVOCABLE TURST FBO DOROTHY SINCLAIR OLSON UAD 12/11/2009. KALE OLSON TRUSTEE 189 COUNTRY CLUB ROAD ASHEVILLE, NC 28804. SINCE THE TRUST WAS CREATED FOR MY DUAGHTERS BENEFIT ON 12/11/2009 I HAVE SERVED AS TRUSTEE AND HAVE SPENT APPROXIMATELY 20 MINUTES EACH MONTH DURING TRADING HOURS REVIEWING AND IMPLEMENTING THE INVESTMENT STRATEGY OF THE TRUST. THE TRUST IS TO PROVIDE FOR THE MAINTENANCE, EDUCATION, SUPPORT AND HEALTH OF THE BENEFICIARY. 2. ROSALIND S, WILLIS IRREVOCABLE TRUST FBO MEADE OLSON UAD 12/18/03, KALE OLSON TRUST 189 COUNTRY CLUB ROAD ASHEVILLE, NC 22804. SINCE THE TRUST WAS CREATED FOR MY SONS BENEFIT ON 12/18/03 I HAVE SERVED AS TRUSTEE AND HAVE SPENT APPROXIMATELY 20 MINUTES EACH MONTH DURING BUSINESS TRADING HOURS REVIEWING AND IMPLEMENTING THE INVESTMENT STRATEGY OF THE TRUST. THE TRUST PROVIDES FOR THE MAINTENANCE, EDUCATION, SUPPORT AND HEALTH OF THE BENEFICIARY. 3. ROSALIND S. WILLIS IRREVOCABLE TRUST FBO LOULIE OLSON UAD 12/18/03. KALE OLSON TRUSTEE 189 COUNTRY CLUB ROAD ASHEVILLE, NC 28804. SINCE THE TRUST WAS CREATED FOR MY DUAGHTERS BENEFIT ON 12/18/03 I HAVE SERVED AS TRUSTEE AND HAVE SPENT APPROXIMATELY 20 MINUTES EACH MONTH DURING TRADING HOURS REVIEWING AND IMPLEMENTING THE INVESTMENT STRATEGY OF THE TRUST. THE TRUST IS TO PROVIDE FOR THE MAINTENANCE, EDUCATION, SUPPORT AND HEALTH OF THE BENEFICIARY. 4. ROSALIND S. WILLIS IRREVOCABLE TRUST FBO MEADE OLSON UAD 12/18/03. KALE OLSON TRUSTEE 189 COUNTRY CLUB ROAD ASHEVILLE, NC 28804. SINCE THE TRUST WAS CREATED FOR MY SONS BENEFIT ON 12/18/03 I HAVE SERVED AS TRUSTEE AND HAVE SPENT APPROXIMATELY 20 MINUTES EACH MONTH DURING BUSINESS TRADING HOUSE REVIEWING AND MPLEMENTING THE INVESTMENT STRATEGY OF THE TRUST. THE TRUST PROVIDES FOR THE MAINTENANCE, EDUCATION, SUPPORT AND HEALTH OF THE BENEFICIARY. 5.ROSALIND S. WILLIS IRREVOCABLE TRUST FBO LOULIE OLSON UAD 12/18/03. KALE OLSON TRUSTEE 189 COUNTRY CLUB ROAD ASHEVILLE, NC 28804. SINCE THE TRUST WAS CREATED FOR MY DAUGHTERS BENEFIT ON 12/18/03 I HAVE SERVED AS TRUSTEE AND HAVE SPENT APPROXIMATELY 20 MINUTES EACH MONTH DURING TRADING HOURS REVIEWING AND IMPLEMENTING THE INVESTMENT STRATEGY OF THE TRUST. THE TRUST IS TO PROVIDE FOR THE MAINTENANCE, EDUCATION, SUPPORT AND HEALTH OF THE BENEFICIARY. Name/Address: Rental Property 240 Seneca Blvd Hendersonville NC 28739 Start Date: 4/10/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Owner/Landlord Non Investment Related
CRS (Client Relationship Summary) - RIA
Click below to view Kale Olson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kale Olson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 18, 2019 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 79 Woodfin Place Suite 100, Asheville, NC 28801RIA
BD
CRD#: 8158
Asheville, NC
Current
October 18, 2019 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 79 Woodfin Place Suite 100, Asheville, NC 28801RIA
BD
CRD#: 8158
Asheville, NC
Past
May 29, 2018 - October 18, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
ASHEVILLE, NC
Past
May 27, 2018 - October 18, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
RIA
CRD#: 453
ASHEVILLE, NC
Past
March 17, 2009 - May 30, 2018
OPPENHEIMER & CO. INC.
RIA
CRD#: 249
ASHEVILLE, NC
Past
March 17, 2009 - May 30, 2018
OPPENHEIMER & CO. INC.
BD
CRD#: 249
ASHEVILLE, NC
Past
November 7, 2008 - March 16, 2009
STANFORD GROUP COMPANY
RIA
CRD#: 39285
ASHEVILLE, NC
Past
November 7, 2008 - March 16, 2009
STANFORD GROUP COMPANY
BD
CRD#: 39285
ASHEVILLE, NC
Past
March 21, 2002 - November 17, 2008
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
ASHVILLE, NC
Past
December 21, 2001 - November 17, 2008
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
ASHVILLE, NC
Past
April 20, 2001 - April 23, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/18/2019)
RR
Arizona(10/18/2019)
RR
Arkansas(10/18/2019)
RR
California(10/18/2019)
RR
Colorado(10/18/2019)
RR
Connecticut(10/18/2019)
RR
Florida(10/18/2019)
RR
Georgia(10/18/2019)
RR
Illinois(10/18/2019)
RR
Indiana(11/27/2019)
RR
Kentucky(7/31/2020)
RR
Louisiana(10/18/2019)
RR
Maine(10/18/2019)
RR
Massachusetts(10/18/2019)
RR
Michigan(10/18/2019)
RR
Minnesota(2/3/2025)
RR
Missouri(5/30/2024)
RR
Montana(10/18/2019)
RR
New Jersey(10/18/2019)
RR
New Mexico(9/2/2021)
RR
New York(2/20/2020)
RR
North Carolina(10/18/2019)
IAR
North Carolina(10/18/2019)
RR
Ohio(10/18/2019)
RR
Oregon(1/9/2020)
RR
Pennsylvania(11/19/2021)
RR
South Carolina(10/18/2019)
RR
Tennessee(10/18/2019)
RR
Texas(7/28/2022)
RR
Utah(1/29/2024)
RR
Virginia(10/18/2019)
RR
Washington(10/18/2019)
RR
Wisconsin(10/18/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391
Mailing Address
P.o. Box 672, Milwaukee, WI 53201
Phone number
(414) 765-3500
Established
Wisconsin since 12/29/1919
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
4,175
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAIRD FINANCIAL CORPORATION | SHAREHOLDER | |
| BOOTH, STEVEN GREGORY | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | 2147388 |
| DAHLBERG, ERIK CHARLES | DIRECTOR | 1650544 |
| GRAVERSON, CHRISTA LYNN | CHIEF COMPLIANCE OFFICER | 4912961 |
| LAWTON, PATRICK STEVEN | DIRECTOR | 1007318 |
| MAXWELL, TERRANCE PATRICK | CHIEF FINANCIAL OFFICER, DIRECTOR | 1463158 |
| PALMER, ANGELA MARIE | REGISTERED INVESTMENT ADVISOR CCO | 4915568 |
| SCHROEDER, MICHAEL JOHN | DIRECTOR | 1483012 |
| SCHULTZ, PAUL LEE | GENERAL COUNSEL, SECRETARY | 1965163 |
| STANEK, MARY ELLEN | DIRECTOR | 2006493 |
| THUROW, LAURA K | CHIEF OPERATIONS OFFICER | 3193702 |
Regulatory assets under management
| Total Number of Accounts | 350,776 |
| AUM (Assets Under Management) | $ 342,142,869,924 |
Disclosures
| Regulatory Event | 43 |
| Arbitration | 31 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2024 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROBERT W. BAIRD & CO. INCORPORATED
CRD#: 8158Asheville, NC 28801TRUST BUT VERIFY
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