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EK

Edward L. Komito

ELK CAPITAL ADVISORS
ALLENTOWN, PA
Some features on this profile are disabled
CRD#: 4328385
EK

Professional summary


Edward Lawrence Komito, who also goes by Edward Lawrence Komito Mr., is a registered financial advisor currently at ELK CAPITAL ADVISORS, LLC located in Allentown, Pennsylvania.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Edward has worked at 6 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Edward Lawrence Komito Mr.

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DBA: ELK FINANCIAL INVESTMENTS 1326 DOE TRAIL RD. ALLENTOWN PA 18104- FINANCIAL ADVISOR/CONSULTANT, PRESIDENT SINCE 3/04, 8-10 hours per week. OBA: INSURANCE AGENT 1326 DOE TRAIL RD. ALLENTOWN PA 18104 FIXED & VA RESEARCH & REVIEW 1HR/MONTH 1HR/TRADING ELK CAPITAL EXPEDITORS, LLC, the business is logistics and expediting and is not investment related. Located at 1326 Doe Trail Road, Allentown, PA 18104. Owner & member. No hours during securities trading hours.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Edward Lawrence Komito's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 10, 2012 - Present

ELK CAPITAL ADVISORS, LLC

RIA
CRD#: 159373
ALLENTOWN, PA
Past

June 24, 2005 - November 19, 2012

INVESTORS CAPITAL CORP.

RIA
CRD#: 30613
ALLENTOWN, PA
Past

April 5, 2005 - November 19, 2012

INVESTORS CAPITAL CORP.

BD
CRD#: 30613
ALLENTOWN, PA
Past

March 23, 2005 - March 24, 2005

WALLSTREET*E FINANCIAL SERVICES, INC.

BD
CRD#: 43896
CORAL GABLES, FL
Past

March 10, 2004 - April 8, 2005

NEXT FINANCIAL GROUP, INC.

RIA
CRD#: 46214
WYCKOFF, NJ
Past

March 10, 2004 - April 8, 2005

NEXT FINANCIAL GROUP, INC.

BD
CRD#: 46214
HOUSTON, TX
Past

February 3, 2003 - March 3, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
PARAMUS, NJ
Past

February 3, 2003 - March 3, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

May 28, 2002 - November 14, 2002

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
RIDGEWOOD, NJ
Past

March 6, 2001 - November 14, 2002

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(1/28/2013)
IAR
Pennsylvania
(1/10/2012)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/16/2001
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 3/22/2001
Futures Managed Funds Examination
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/15/2007
General Securities Principal Examination

Current Firm


EC
ELK CAPITAL ADVISORS, LLC
ELK CAPITAL ADVISORS | ELK CAPITAL ADVISORS, LLC

CRD#: 159373 / SEC#:

New Jersey
Registered Investment Advisory firm - (1/5/2016 Terminated)
Ohio
Registered Investment Advisory firm - (1/28/2013 Approved)
Pennsylvania
Registered Investment Advisory firm - (1/5/2012 Approved)
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Contact information


Main Address
Allentown, PA
Mailing Address
Phone number
(610) 395-7898
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts13
AUM (Assets Under Management)$ 2,095,059

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ELK CAPITAL ADVISORS, LLC

CRD#: 159373Allentown, PA

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