RB
Richard J. Bonzagni
FUNDS DISTRIBUTOR
BOSTON, MA 02110
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CRD#: 4328310
RB
Professional summary
Richard Joseph Bonzagni is a registered financial professional currently at FUNDS DISTRIBUTOR, LLC located in Boston, Massachusetts.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2001. Richard has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Richard Joseph Bonzagni's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 17, 2025 - Present
FUNDS DISTRIBUTOR, LLC
Office #1: 260 Franklin Street 20th & 21st Floor, Boston, MA 02110BD
CRD#: 7174
BOSTON, MA
Past
February 26, 2019 - February 11, 2020
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
BD
CRD#: 28262
BOSTON, MA
Past
May 17, 2017 - February 10, 2020
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Past
January 12, 2001 - September 27, 2010
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
BD
CRD#: 25567
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/29/2025)
RR
Alaska(7/31/2025)
RR
Arizona(8/4/2025)
RR
Arkansas(7/31/2025)
RR
California(7/25/2025)
RR
Colorado(7/28/2025)
RR
Connecticut(7/25/2025)
RR
Delaware(7/29/2025)
RR
District of Columbia(7/28/2025)
RR
Florida(7/28/2025)
RR
Georgia(7/28/2025)
RR
Hawaii(7/28/2025)
RR
Idaho(8/4/2025)
RR
Illinois(7/31/2025)
RR
Indiana(7/30/2025)
RR
Iowa(7/28/2025)
RR
Kansas(7/25/2025)
RR
Kentucky(7/29/2025)
RR
Louisiana(7/28/2025)
RR
Maine(7/28/2025)
RR
Maryland(8/1/2025)
RR
Massachusetts(7/28/2025)
RR
Michigan(7/29/2025)
RR
Minnesota(7/28/2025)
RR
Mississippi(7/28/2025)
RR
Missouri(7/25/2025)
RR
Montana(7/30/2025)
RR
Nebraska(7/25/2025)
RR
Nevada(7/28/2025)
RR
New Hampshire(7/29/2025)
RR
New Jersey(7/28/2025)
RR
New Mexico(7/29/2025)
RR
New York(7/31/2025)
RR
North Carolina(8/4/2025)
RR
North Dakota(7/29/2025)
RR
Ohio(7/25/2025)
RR
Oklahoma(7/28/2025)
RR
Oregon(7/28/2025)
RR
Pennsylvania(7/28/2025)
RR
Puerto Rico(8/21/2025)
RR
Rhode Island(7/29/2025)
RR
South Carolina(7/29/2025)
RR
South Dakota(7/28/2025)
RR
Tennessee(7/28/2025)
RR
Texas(7/25/2025)
RR
Utah(7/28/2025)
RR
Vermont(7/29/2025)
RR
Virgin Islands(8/1/2025)
RR
Virginia(7/30/2025)
RR
Washington(7/28/2025)
RR
West Virginia(7/28/2025)
RR
Wisconsin(7/28/2025)
RR
Wyoming(7/28/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/16/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FD
FUNDS DISTRIBUTOR, LLC
FUNDS DISTRIBUTOR, INC. | THE BOSTON COMPANY CAPITAL GROUP, INC. | TBC FUNDS DISTRIBUTOR, INC. | FUNDS DISTRIBUTOR, LLC
CRD#: 7174 / SEC#: , 8-20518
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/01/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FUNDS DISTRIBUTOR, LLC
CRD#: 7174Boston, MA 02110TRUST BUT VERIFY
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