Gary A. Squires
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Allen Squires was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1974. Gary had worked at 12 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2001 - August 13, 2002
VOYA FINANCIAL ADVISORS, INC.
November 17, 1989 - June 5, 2001
OSAIC FS, INC.
November 7, 1988 - November 16, 1989
CADARET, GRANT & CO., INC.
January 19, 1988 - November 21, 1988
FOCUS SECURITIES, INC.
July 8, 1987 - January 26, 1988
MONARCH INVESTMENTS INC.
November 5, 1986 - November 24, 1987
MONARCH SECURITIES, INC.
September 11, 1986 - July 7, 1987
EXETER SECURITIES CORPORATION
April 10, 1985 - September 30, 1986
OSAIC FS, INC.
November 22, 1983 - April 23, 1985
INTEGRATED RESOURCES EQUITY CORPORATION
June 13, 1980 - November 21, 1983
CARDELL & ASSOCIATES, INCORPORATED
May 7, 1975 - July 9, 1980
GUARDIAN INVESTOR SERVICES LLC
January 23, 1975 - July 13, 1975
GREEN HILL FINANCIAL SERVICE CORPORATION
June 18, 1974 - March 12, 1975
MAYFLOWER SECURITIES CO., INC.
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/13/1974
Registered Representative ExaminationCurrent Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
