Sanjay Lamba
Professional summary
Sanjay Lamba is a registered financial professional currently at HOLLISTER ASSOCIATES, LLC located in Mount Pleasant, South Carolina.
Sanjay is registered as a RR (Registered Representative) and started their career in finance in 2001. Sanjay has worked at 4 firms and has passed the Series 63, Series 82TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sanjay Lamba's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2016 - Present
HOLLISTER ASSOCIATES, LLC
January 5, 2009 - April 5, 2013
NOMURA SECURITIES INTERNATIONAL, INC.
September 22, 2008 - December 10, 2008
BARCLAYS CAPITAL INC.
January 30, 2001 - September 22, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2019)
(3/13/2017)
(1/4/2019)
(1/4/2019)
(1/7/2019)
(12/6/2016)
(1/8/2018)
(7/3/2017)
(1/4/2019)
(1/10/2019)
(9/14/2017)
(1/30/2019)
(3/16/2017)
(1/3/2019)
(1/3/2019)
(2/25/2020)
(1/4/2019)
(1/3/2019)
(1/4/2019)
(1/8/2019)
(1/3/2019)
(1/4/2019)
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
HOLLISTER ASSOCIATES, LLC
CRD#: 173366 / SEC#: , 8-69538
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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