Lisa N. Julin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lisa Nicole Julin was a registered financial professional .
Lisa is a previously registered financial professional and started their career in finance in 2001. Lisa had worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2018 - September 17, 2020
SCARSDALE EQUITIES LLC
November 12, 2014 - December 4, 2015
PAULSON INVESTMENT COMPANY LLC
February 11, 2009 - November 20, 2012
ADVANCED EQUITIES, INC.
February 11, 2009 - November 20, 2012
ADVANCED EQUITIES, INC.
June 25, 2008 - August 11, 2008
BROKERSXPRESS LLC
February 15, 2008 - August 11, 2008
BROKERSXPRESS LLC
February 3, 2003 - August 30, 2006
MORGAN STANLEY DW INC.
November 22, 2002 - August 30, 2006
MORGAN STANLEY DW INC.
January 18, 2001 - August 28, 2001
TUCKER ANTHONY INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/14/2022
General Securities Representative ExaminationCurrent Firm
SCARSDALE EQUITIES LLC
CRD#: 134602 / SEC#: , 8-66845
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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