GS
Garrett W. Silver
SHAREBUILDER 401K
Seattle, WA
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CRD#: 4327858
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Professional summary
Garrett Willis Silver is a registered financial advisor currently at SHAREBUILDER 401K located in Seattle, Washington.
Garrett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Garrett has worked at 3 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Business: ShareBuilder Advisors, LLC; ShareBuilder Advisors is a Registered Investment Advisor "offering 401(k) plan design consulting, employee education, digital setup, and investment management services". Address: 801 2nd Ave Suite 1400 Seattle, WA 98104; member, Board of Directors; member, Investment Committee. Start date: 7/15/2019. Approximately 5 hours per quarter.
Name of Business: Observa; Address: 323 N46th St, Suite B, Seattle, WA 98103; Nature of Business: For consumer brands, deliver dynamic and efficient real time, real-world information collection and analysis platform over brick and mortar marketing as can be achieved in the online world. Not securities-investment related; Position: Advisory Board; Hours/month devoted: 2; Hours during securities hours: 0; Start Date: 5/1/2016; Compensation: 25,000 stock options in Observa's stock; Description/Duties: Serve as a member of the Company's advisory board. I would participate in an advisory capacity, over email, phone and occasionally in person, on strategic and digital aspects of the business. Website: www.observanow.com
CRS (Client Relationship Summary) - RIA
Click below to view Garrett Willis Silver's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 30, 2019 - Present
SHAREBUILDER 401K
RIA
CRD#: 300537
Seattle, WA
Past
July 8, 2014 - October 18, 2016
CAPITAL ONE ADVISORS, LLC
RIA
CRD#: 136865
SEATTLE, WA
Past
February 16, 2009 - October 18, 2016
CAPITAL ONE INVESTING, LLC
BD
CRD#: 45744
SEATTLE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
S4
SHAREBUILDER 401K
SHAREBUILDER 401K | SHAREBUILDER ADVISORS, LLC
CRD#: 300537 / SEC#: 801-115195
RIA
Registered Investment Advisory firm - (5/3/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(9/30/2019)
Exams
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
S4
SHAREBUILDER 401K
SHAREBUILDER 401K | SHAREBUILDER ADVISORS, LLC
CRD#: 300537 / SEC#: 801-115195
RIA
Registered Investment Advisory firm - (5/3/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
801 Second Ave Suite 1400, Seattle, WA 98104
Mailing Address
801 Second Ave Suite 1400, Seattle, WA 98104
Phone number
(425) 213-9035
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (52 States and Territories)
Documents
Red Flags
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