Guy E. Woolley
Professional summary
Guy Edmund Woolley is a registered financial advisor currently at FREEDOM CAPITAL MANAGEMENT, INC. located in Mill Valley, California.
Guy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Guy has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Guy Edmund Woolley's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2009 - Present
FREEDOM CAPITAL MANAGEMENT, INC.
March 14, 2006 - December 31, 2008
FREEDOM CAPITAL MANAGEMENT, INC.
February 10, 2006 - June 25, 2018
GENEOS WEALTH MANAGEMENT, INC.
February 10, 2006 - June 25, 2018
GENEOS WEALTH MANAGEMENT, INC.
May 20, 2004 - February 16, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 20, 2004 - February 16, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 1, 2001 - May 21, 2004
CITIGROUP GLOBAL MARKETS INC.
January 29, 2001 - May 21, 2004
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/27/2009)
Exams
Current Firm
FREEDOM CAPITAL MANAGEMENT, INC.
CRD#: 138256 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 45 |
| AUM (Assets Under Management) | $ 12,000,000 |
Red Flags
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