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Daniel Crane

CRD# 4327485·Registered 2001 - 2012
Previously Registered: Being a previously registered professional could mean that Daniel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Daniel Crane was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 2001 - 2012. Daniel had worked at 2 firms and has passed the Series 63, Series 22 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

CABIN SECURITIES, INC.·CRD# 137608
BD
Overland Park, KS
September 22, 2011 - February 10, 2012
DPEC CAPITAL, INC.·CRD# 103737
BD
New York, NY
February 28, 2001 - May 14, 2002

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Current Firm

CS
CABIN SECURITIES, INC.

ARGUS FINANCIAL SERVICES INC. | CABIN SECURITIES, INC. | ARI FINANCIAL SERVICES, INC.

CRD#: 137608 / SEC#: 8-67097
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

6240 W 135th Street Suite 214, Overland Park, KS 66223

Mailing Address

6240 W 135th Street Suite 214, Overland Park, KS 66223

Phone Number

(816) 699-1204

Established

Missouri since 09/06/2005

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CANDLER, WILLIAM BRIANPRINCIPAL FINANCIAL OFFICER2802438
CANDLER, WILLIAM BRIANPRINCIPAL OPERATIONS OFFICER2802438
CANDLER, WILLIAM BRIANPRESIDENT2802438
ATCHITY, MARK AARONCHIEF COMPLIANCE OFFICER2530342

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2011About the Series 63 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Sep 2011About the Series 22 exam

Series 7 — General Securities Representative Examination

Passed Feb 2001About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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