Clifton M. Spreull
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clifton Michael Spreull, who also goes by Clifton Michael Spruell, was a registered financial professional .
Clifton is a previously registered financial professional and started their career in finance in 1971. Clifton had worked at 2 firms and has passed the Series 63, Series 5 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 1986 - May 5, 1992
FIRSTMONEY SECURITIES CORPORATION
November 7, 1985 - April 24, 1986
UMIC, INC.
December 3, 1971 - October 29, 1985
UMIC, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 9/23/1982
Interest Rate Options ExaminationSeries 00
Date: 11/29/1971
General Securities Principal ExaminationCurrent Firm
FIRSTMONEY SECURITIES CORPORATION
CRD#: 18220 / SEC#: , 8-36290
Contact information
Documents
Red Flags
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