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TN

Terike M. Novak

COREBRIDGE CAPITAL SERVICES
Woodland Hills, CA 91367
Some features on this profile are disabled
CRD#: 4327130
TN

Professional summary

Terike Maria Novak, who also goes by Terike Horvath, is a registered financial professional currently at COREBRIDGE CAPITAL SERVICES, INC. located in Woodland Hills, California.

Terike is registered as a RR (Registered Representative) and started their career in finance in 2001. Terike has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Terike Horvath

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Terike Maria Novak's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 19, 2014 - Present

COREBRIDGE CAPITAL SERVICES, INC.

Office #1: 21650 Oxnard Avenue Suite 750, Woodland Hills, CA 91367
BD
CRD#: 13158
Woodland Hills, CA
Past

April 13, 2011 - March 14, 2014

SECURITY DISTRIBUTORS

BD
CRD#: 3336
TOPEKA, KS
Past

April 2, 2007 - January 25, 2011

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

June 1, 2006 - January 17, 2007

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

BD
CRD#: 21570
BUFFALO GROVE, IL
Past

October 4, 2002 - June 1, 2006

EVERLAKE DISTRIBUTORS, LLC

BD
CRD#: 100460
NORTHBROOK, IL
Past

February 13, 2001 - October 4, 2002

AFD, INC.

BD
CRD#: 34047
NORTHBROOK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/16/2019)
RR
Alaska
(4/16/2019)
RR
Arizona
(4/16/2019)
RR
Arkansas
(4/16/2019)
RR
California
(4/16/2019)
RR
Colorado
(4/16/2019)
RR
Connecticut
(4/16/2019)
RR
Delaware
(4/16/2019)
RR
District of Columbia
(4/16/2019)
RR
Florida
(4/16/2019)
RR
Georgia
(4/16/2019)
RR
Hawaii
(4/16/2019)
RR
Idaho
(4/16/2019)
RR
Illinois
(4/16/2019)
RR
Indiana
(4/16/2019)
RR
Iowa
(4/16/2019)
RR
Kansas
(4/16/2019)
RR
Kentucky
(4/16/2019)
RR
Louisiana
(4/16/2019)
RR
Maine
(4/16/2019)
RR
Maryland
(4/16/2019)
RR
Massachusetts
(4/16/2019)
RR
Michigan
(4/16/2019)
RR
Minnesota
(4/16/2019)
RR
Mississippi
(4/16/2019)
RR
Missouri
(4/16/2019)
RR
Montana
(4/16/2019)
RR
Nebraska
(4/16/2019)
RR
Nevada
(4/16/2019)
RR
New Hampshire
(4/16/2019)
RR
New Jersey
(4/16/2019)
RR
New Mexico
(4/16/2019)
RR
New York
(4/16/2019)
RR
North Carolina
(4/16/2019)
RR
North Dakota
(4/16/2019)
RR
Ohio
(4/16/2019)
RR
Oklahoma
(4/16/2019)
RR
Oregon
(4/16/2019)
RR
Pennsylvania
(4/16/2019)
RR
Rhode Island
(4/16/2019)
RR
South Carolina
(4/16/2019)
RR
South Dakota
(4/16/2019)
RR
Tennessee
(4/16/2019)
RR
Texas
(5/19/2014)
RR
Utah
(4/16/2019)
RR
Vermont
(4/16/2019)
RR
Virginia
(4/16/2019)
RR
Washington
(4/16/2019)
RR
West Virginia
(4/16/2019)
RR
Wisconsin
(4/16/2019)
RR
Wyoming
(4/16/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 8/6/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 2/12/2001
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CC
COREBRIDGE CAPITAL SERVICES, INC.
AIG CAPITAL SERVICES, INC. | SUNAMERICA CAPITAL SERVICES, INC. | INTEGRATED RESOURCES CAPITAL SERVICES, INC. | INTEGRATED CAPITAL SERVICES, INC. | COREBRIDGE CAPITAL SERVICES, INC. | AIG SUNAMERICA CAPITAL SERVICES, INC.

CRD#: 13158 / SEC#: , 8-28733

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
30 Hudson Street 16th Floor, Jersey City, NJ 07302
Mailing Address
30 Hudson Street 16th Floor, Jersey City, NJ 07302
Phone number
(201) 324-6300
Established
Delaware since 11/05/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SUNAMERICA ASSET MANAGEMENT, LLC.SHAREHOLDER
BURNETTE, CYNTHIA LEACHIEF FINANCIAL OFFICER1863103
FORTEY, MICHAELCHIEF COMPLIANCE OFFICER2304969
NASTA, CHRISTINA MARIEPRESIDENT2736888

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158Woodland Hills, CA 91367

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