Rachel A. Madsen
Professional summary
Rachel Ann Madsen, who also goes by Rachel Ann Carter, Rachel Carter, Rachel Carter, is a registered financial professional currently at LOOMIS SAYLES DISTRIBUTORS, L.P. located in Boston, Massachusetts.
Rachel is registered as a RR (Registered Representative) and started their career in finance in 2001. Rachel has worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 3, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rachel Ann Madsen's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2023 - Present
LOOMIS SAYLES DISTRIBUTORS, L.P.
Office #1: One Financial Center, Boston, MA 02111January 28, 2022 - August 7, 2023
FRANKLIN DISTRIBUTORS, LLC
May 10, 2019 - December 31, 2021
FORESIDE FUND SERVICES, LLC
September 21, 2011 - April 13, 2015
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
April 17, 2007 - February 18, 2011
WILLIAM BLAIR
April 17, 2007 - February 18, 2011
WILLIAM BLAIR
July 18, 2005 - January 26, 2007
AIM PRIVATE ASSET MANAGEMENT
July 13, 2005 - January 26, 2007
INVESCO DISTRIBUTORS, INC.
September 30, 2002 - July 6, 2005
UBS FINANCIAL SERVICES INC.
September 30, 2002 - July 6, 2005
UBS FINANCIAL SERVICES INC.
June 6, 2001 - August 28, 2002
UBS FINANCIAL SERVICES INC.
March 8, 2001 - August 28, 2002
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/25/2023)
(9/27/2023)
(9/18/2023)
(9/26/2023)
(9/14/2023)
(9/26/2023)
(9/26/2023)
(9/14/2023)
(9/14/2023)
(9/14/2023)
(9/14/2023)
Exams
FINRA
Current Firm
LOOMIS SAYLES DISTRIBUTORS, L.P.
CRD#: 41795 / SEC#: , 8-49575
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LOOMIS SAYLES & COMPANY, L.P. | LIMITED PARTNER OF REGISTRANT AND 100% OWNER OF GENERAL PARTNER | |
| KLOCEK, JOHN FRANCIS | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 6256015 |
| LEGER, MAURICE PAUL | PRESIDENT | 4575004 |
| LOOMIS SAYLES DISTRIBUTORS, INC. | SOLE GENERAL PARTNER | |
| MCCARTHY, MARY | VP, SECRETARY | |
| O'CONNOR, OLGA A. | VICE PRESIDENT, TREASURER, PRINCIPAL FINANCIAL OFFICER, FINANCIAL OPERATIONS PRINCIPAL | 7436902 |
Red Flags
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Company Information
LOOMIS SAYLES DISTRIBUTORS, L.P.
CRD#: 41795Boston, MA 02111TRUST BUT VERIFY
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