John M. Cruse
Professional summary
John Michael Cruse is a registered financial advisor currently at CRUSE INVESTMENTS located in Petaluma, California.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. John has worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Michael Cruse's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2013 - Present
CRUSE INVESTMENTS
July 1, 2011 - July 3, 2013
LPL FINANCIAL LLC
July 1, 2011 - July 3, 2013
LPL FINANCIAL LLC
January 3, 2011 - June 28, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - June 28, 2011
WELLS FARGO CLEARING SERVICES, LLC
August 31, 2001 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
May 2, 2001 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
February 23, 2001 - May 2, 2001
WELLS FARGO SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/19/2013)
Exams
Current Firm
CRUSE INVESTMENTS
CRD#: 168568 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 136 |
| AUM (Assets Under Management) | $ 52,700,808 |
Red Flags
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