Raleigh A. Vachek

RW INVESTMENT MANAGEMENT LLC

Eagle, ID 83616

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CRD#: 4326810

Professional summary

Raleigh Ann Vachek, CFP®, who also goes by Raleigh A Thompson, Raleigh Ann Thompson, Raleigh A Vachek, is a registered financial advisor currently at RW INVESTMENT MANAGEMENT LLC located in Eagle, Idaho.

Raleigh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Raleigh has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Raleigh A Thompson | Raleigh Ann Thompson | Raleigh A Vachek

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) BOISE PUBLIC SCHOOLS FOUNDATION, INV. RELATED, BOISE, ID. BOARD/FINANCE COMMITTEE MEMBER, START: 9/20/18, 2 HOURS/MONTH, 2 HOURS DURING TRADING, ASSISTS WITH BUDGET, REVIEWS INV. PERFORMANCE AND IPS STATEMENT. 2) IDAHO RESIDENT INSURANCE PRODUCER; NOT INVESTMENT-RELATED; LIFE, ACCIDENT & HEALTH OR SICKNESS, VARIABLE LIFE AND VARIABLE ANNUITY CONTRACTS; INSURANCE AGENT/BROKER; START DATE: 04/2005; LESS THAN 5 HOURS/MONTH DEVOTED TO BUSINESS; LESS THAN 5 HOUR/MONTH DEVOTED TO BUSINESS DURING SECURITIES TRADING HOURS. 3) NAME OF OTHER BUSINESS: RWIM Properties, LLC INVESTMENT RELATED: NO ADDRESS: Eagle, ID NATURE OF BUSINESS: property management START DATE: 9/1/2021 POSITION/TITLE/RELATIONSHIP: Owner APX NUMBER OF HOURS PER MONTH: 6 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: property management

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raleigh Ann Vachek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

January 2, 2020 - Present

RW INVESTMENT MANAGEMENT LLC

Office #1: 1028 S. Bridgeway Place Suite 200, Eagle, ID 83616

RIA

CRD#: 282707

Eagle, ID

Past

April 7, 2017 - January 6, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

BOISE, ID

Past

April 7, 2017 - January 6, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

BOISE, ID

Past

June 30, 2006 - April 7, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BOISE, ID

Past

June 30, 2006 - April 7, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BOISE, ID

Past

February 21, 2005 - July 10, 2006

PIPER SANDLER & CO.

RIA

CRD#: 665

BOISE, ID

Past

April 24, 2002 - July 10, 2006

PIPER SANDLER & CO.

CRD#: 665

BOISE, ID

Past

April 23, 2001 - April 19, 2002

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RW INVESTMENT MANAGEMENT LLC

RATHBONE WARWICK INVESTMENT MANAGEMENT | RW INVESTMENT MANAGEMENT LLC | RW INVESTMENT MANAGEMENT | RATHBONE WARWICK INVESTMENT MANAGEMENT LLC

CRD#: 282707 / SEC#: 801-107268

RIA

Registered Investment Advisory firm - (2/22/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(1/2/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/18/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/27/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/29/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/20/2001

General Securities Representative Examination

Current Firm

RW INVESTMENT MANAGEMENT LLC

RATHBONE WARWICK INVESTMENT MANAGEMENT | RW INVESTMENT MANAGEMENT LLC | RW INVESTMENT MANAGEMENT | RATHBONE WARWICK INVESTMENT MANAGEMENT LLC

CRD#: 282707 / SEC#: 801-107268

RIA

Registered Investment Advisory firm - (2/22/2016 Approved)

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Contact information

Main Address

1028 S. Bridgeway Place Suite 200, Eagle, ID 83616

Mailing Address

Phone number

(208) 333-1433

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	2,344
AUM (Assets Under Management)	$ 1,470,660,219

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Raleigh A. Vachek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raleigh Ann Vachek's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PIPER SANDLER & CO.

PIPER SANDLER & CO.

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

RW INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/18/2005

Series 63

Date: 6/27/2001

SIE

Date: 10/1/2018

Series 31

Date: 4/29/2005

Series 7

Date: 4/20/2001

Current Firm

RW INVESTMENT MANAGEMENT LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RW INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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