Tara A. Tyler
Professional summary
Tara Ann Tyler, who also goes by Tara Ann Stoker, Tara Ann Tyler, is a registered financial professional currently at GLOBAL ATLANTIC DISTRIBUTORS, LLC located in Hartford, Connecticut and KKR CAPITAL MARKETS LLC located in New York, New York.
Tara is registered as a RR (Registered Representative) and started their career in finance in 2001. Tara has worked at 8 firms and has passed the Series 66, SIE, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tara Ann Tyler's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 18, 2013 - Present
GLOBAL ATLANTIC DISTRIBUTORS, LLC
Office #1: One Financial Plaza 755 Main Street 24th Floor, Hartford, CT, 06103January 22, 2026 - Present
KKR CAPITAL MARKETS LLC
Office #1: 30 Hudson Yards, New York, NY 10001March 24, 2006 - February 21, 2013
AST INVESTMENT SERVICES, INC.
April 13, 2004 - February 21, 2013
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
July 10, 2003 - March 10, 2004
JOHN HANCOCK DISTRIBUTORS LLC
July 10, 2003 - March 10, 2004
JOHN HANCOCK DISTRIBUTORS LLC
July 16, 2001 - June 16, 2003
WADDELL & REED
June 14, 2001 - June 16, 2003
WADDELL & REED
May 2, 2001 - May 16, 2001
IDS LIFE INSURANCE COMPANY
May 2, 2001 - May 16, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
February 23, 2001 - March 29, 2001
IDS LIFE INSURANCE COMPANY
February 23, 2001 - March 29, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/8/2014)
Exams
FINRA
FINRA
Current Firm
KKR CAPITAL MARKETS LLC
CRD#: 143571 / SEC#: , 8-67578
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KKR CAPITAL MARKETS HOLDINGS L.P. | SOLE MEMBER | |
| KNOX, JOHN JOSEPH | PRINCIPAL FINANCIAL OFFICER | 2605046 |
| KNOX, JOHN JOSEPH | CHIEF FINANCIAL OFFICER, FINANCIAL/ OPERATIONS PRINCIPAL | 2605046 |
| KNOX, JOHN JOSEPH | PRINCIPAL OPERATING OFFICER | 2605046 |
| MOGELOF, ERIC JAY | HEAD OF CLIENT PARTNER GROUP | 4558632 |
| SCHWARTZ, JEFFREY I. | CHIEF COMPLIANCE OFFICER | 4961301 |
| SMITH, ADAM | CHIEF EXECUTIVE OFFICER | 5748435 |
| THOMPSON, WILLIAM CADE | CHIEF OPERATING OFFICER | 4566364 |
Red Flags
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