Markus A. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Markus Arnold Johnson, who also goes by Markus A Johnson, Mark Arnold Johnson, was a registered financial professional .
Markus is a previously registered financial professional and started their career in finance in 2001. Markus had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2021 - June 1, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
March 31, 2021 - May 31, 2023
FIDELITY BROKERAGE SERVICES LLC
January 8, 2020 - March 12, 2021
PRUCO SECURITIES, LLC.
January 8, 2020 - March 12, 2021
PRUCO SECURITIES, LLC.
May 22, 2018 - August 5, 2019
NYLIFE SECURITIES LLC
June 29, 2015 - March 23, 2018
W&S BROKERAGE SERVICES, INC.
April 26, 2013 - May 11, 2015
ALLSTATE FINANCIAL SERVICES, LLC
March 29, 2004 - December 4, 2012
FARMERS FINANCIAL SOLUTIONS, LLC
September 19, 2001 - February 3, 2004
COUNTRY CAPITAL MANAGEMENT COMPANY
February 13, 2001 - July 18, 2001
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
