Robert H. Springer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Hughes Springer was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1970. Robert had worked at 4 firms and has passed the Series 63, Series 1, Series 4 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2008 - November 5, 2009
ALLIED MILLENNIAL PARTNERS, LLC
October 14, 1998 - December 11, 2013
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
July 14, 1992 - February 8, 2000
CORNERSTONE FINANCIAL SERVICES, INC.
December 5, 1989 - December 11, 2013
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
August 27, 1970 - July 13, 1990
SPRINGER INVESTMENT & SECURITIES CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/21/1966
Registered Representative ExaminationSeries 00
Date: 8/25/1970
General Securities Principal ExaminationCurrent Firm
ALLIED MILLENNIAL PARTNERS, LLC
CRD#: 16569 / SEC#: , 8-34176
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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