Jerome Springer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerome Springer was a registered financial professional .
Jerome is a previously registered financial professional and started their career in finance in 1962. Jerome had worked at 9 firms and has passed the PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2003 - October 24, 2012
INVESTORS CAPITAL CORP.
October 16, 1979 - May 7, 2003
PRUDENTIAL EQUITY GROUP, LLC
September 17, 1979 - November 12, 1979
LEHMAN BROTHERS INC.
January 18, 1978 - October 19, 1979
LOEB PARTNERS
January 4, 1977 - January 18, 1978
LOEB RHOADES & CO. INC.
October 6, 1975 - January 4, 1977
LOEB, RHOADES & CO. INC.
May 22, 1975 - November 10, 1975
EDWARDS & HANLY
November 23, 1973 - July 11, 1975
SHEARSON, HAMMILL & CO., INCORPORATED
February 12, 1962 - December 20, 1973
SCHWEICKART & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 6/1/1980
AMEX Put and Call ExamSeries 1
Date: 2/12/1962
Registered Representative ExaminationCurrent Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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