JN
Jeff D. Newburn
PLAN2THRIVE FINANCIAL
Eldridge, IA 52748
Some features on this profile are disabled
CRD#: 4326177
JN
Professional summary
Jeff D Newburn, CFP®, who also goes by Jeff Newburn, is a registered financial advisor currently at PLAN2THRIVE FINANCIAL located in Eldridge, Iowa.
Jeff is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jeff has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Newburn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 09/30/2010: REAL ESTATE RENTAL - SPARROW THICKET INVESTMENTS, LLC - OWN WAREHOUSE AND OFFICE BUILDING IN CEDAR RAPIDS, IA. - 1% OF TIME 2. 09/30/2010: DBA ONLY - PLAN2THRIVE FINANCIAL SERVICES - SELL FIXED LIFE, LONG TERM CARE, DISABILITY AND HEALTH INSURANCE. - DAVENPORT, IA. 3. 11/17/2010: REGISTERED INVESTMENT ADVISOR - PLAN2THRIVE FINANCIAL SERVICES, LLC - FINANCIAL PLANNING RIA. - TIME SPENT 10% - DAVENPORT, IA. 4. 02/28/2013: Plan2Thrive Life Coaching - Life Coach - NOT INV REL - At Reported Business Location(s) - 15% Time Spent - life coach 5. 10/13/2015 * True Wealth Stewardship * DBA for LPL Business (entity for LPL business) * True Wealth Stewardship * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 01/01/2016 * 0 HRS DURING SECS TRDG HRS. 6. 02/24/2016 * Plan2Thrive Financial Services, LLC dba True Wealth Stewardship * Registered Investment Advisor * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 01/01/2016 * TIME SPENT 10% 7. 03/14/2016 * True Wealth Stewardship * DBA for LPL Business (entity for LPL business) * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 03/15/16 * 160 HRS/MO; 80 HRS/MO DURING SECS TRDG HRS. 8. 5/7/2018 - Plan2Thrive, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/18/2016 - 0 Hours Per Month. 9. 5/6/2020 - Plan2Thrive Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/05/2020 - 160 Hours Per Month/30 Hours During Securities Trading. 10. 5/12/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary - Started 05/05/2020 - 1 Hour Per Month During Securities Trading - Notary with the State of Wyoming.
CRS (Client Relationship Summary) - RIA
Click below to view Jeff D Newburn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
December 10, 2021 - Present
PLAN2THRIVE FINANCIAL
Office #1: 220 W Davenport St, Eldridge, IA 52748RIA
CRD#: 317005
Eldridge, IA
Past
October 1, 2010 - December 31, 2021
PLAN2THRIVE FINANCIAL SERVICES
RIA
CRD#: 155015
DAVENPORT, IA
Past
September 30, 2010 - December 31, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
DAVENPORT, IA
Past
September 30, 2010 - December 31, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
DAVENPORT, IA
Past
January 12, 2007 - October 1, 2010
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
DAVENPORT, IA
Past
December 1, 2006 - October 1, 2010
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
DAVENPORT, IA
Past
January 1, 2001 - November 21, 2006
NYLIFE SECURITIES LLC
BD
CRD#: 5167
DAVENPORT, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PLAN2THRIVE FINANCIAL
PLAN2THRIVE FINANCIAL | PLAN2THRIVE FINANCIAL, LLC
CRD#: 317005 / SEC#: 801-132052
RIA
Registered Investment Advisory firm - (3/3/2025 Approved)Illinois
Registered Investment Advisory firm - (4/11/2025 Terminated)Iowa
Registered Investment Advisory firm - (4/14/2025 Terminated)Texas
Registered Investment Advisory firm - (4/11/2025 Terminated)Wyoming
Registered Investment Advisory firm - (1/30/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(12/10/2021)
IAR
Texas(3/22/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
PF
PLAN2THRIVE FINANCIAL
PLAN2THRIVE FINANCIAL | PLAN2THRIVE FINANCIAL, LLC
CRD#: 317005 / SEC#: 801-132052
RIA
Registered Investment Advisory firm - (3/3/2025 Approved)Illinois
Registered Investment Advisory firm - (4/11/2025 Terminated)Iowa
Registered Investment Advisory firm - (4/14/2025 Terminated)Texas
Registered Investment Advisory firm - (4/11/2025 Terminated)Wyoming
Registered Investment Advisory firm - (1/30/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
220 W Davenport St, Eldridge, IA 52748
Mailing Address
Phone number
(563) 323-5790
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 243 |
| AUM (Assets Under Management) | $ 119,274,500 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PLAN2THRIVE FINANCIAL
CRD#: 317005Eldridge, IA 52748TRUST BUT VERIFY
Monitor Jeff Newburn
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
